Swan Defined Risk U.S. Small Cap Fund Class I (SDCIX)
| Fund Assets | 35.85M |
| Expense Ratio | 1.58% |
| Min. Investment | $100,000 |
| Turnover | n/a |
| Dividend (ttm) | n/a |
| Dividend Yield | n/a |
| Dividend Growth | n/a |
| Payout Frequency | n/a |
| Ex-Dividend Date | n/a |
| Previous Close | 9.54 |
| YTD Return | 3.33% |
| 1-Year Return | 8.44% |
| 5-Year Return | 32.60% |
| 52-Week Low | n/a |
| 52-Week High | n/a |
| Beta (5Y) | n/a |
| Holdings | 11 |
| Inception Date | Dec 29, 2015 |
About SDCIX
SDCIX was founded on 2015-12-29. The Fund's investment strategy focuses on Growth & Income with 1.48% total expense ratio. The minimum amount to invest in Northern Lights Fund Trust III: Swan Defined Risk US Small Cap Fund; Class I Shares is $100,000 on a standard taxable account. Northern Lights Fund Trust III: Swan Defined Risk US Small Cap Fund; Class I Shares seeks income and growth of capital. It will invest directly, or indirectly through ETFs in equity securities of domestic small capitalization companies, exchange-traded long-term put options, and buy and sell of exchange-traded put and call options on various securities to generate additional returns.
Performance
SDCIX had a total return of 8.44% in the past year, including dividends. Since the fund's inception, the average annual return has been 10.73%.
Top 10 Holdings
99.37% of assets| Name | Symbol | Weight |
|---|---|---|
| iShares Russell 2000 ETF | IWM | 91.99% |
| RUT US 12/19/25 P2250 | n/a | 6.55% |
| First American Government Obligations Fund | FGXXX | 1.52% |
| VIX US 01/22/25 P15 | n/a | 0.03% |
| SPX US 02/21/25 C6430 | n/a | -0.01% |
| EEM US 02/21/25 C46.5 | n/a | -0.01% |
| VIX US 01/22/25 C23 | n/a | -0.08% |
| SPX US 03/21/25 C6270 | n/a | -0.09% |
| SPX US 03/21/25 P5550 | n/a | -0.25% |
| SPX US 02/21/25 P5770 | n/a | -0.29% |
Dividend History
| Ex-Dividend | Amount | Pay Date |
|---|---|---|
| Feb 24, 2025 | $4.7479 | Feb 25, 2025 |
| Dec 28, 2022 | $0.9038 | Dec 29, 2022 |
| Dec 23, 2016 | $0.0436 | Dec 23, 2016 |