Swan Defined Risk Foreign Fund Class A (SDJAX)

Fund Assets	33.27M
Expense Ratio	1.96%
Min. Investment	$2,500
Turnover	n/a
Dividend (ttm)	1.08
Dividend Yield	11.44%
Dividend Growth	n/a
Payout Frequency	Annual
Ex-Dividend Date	Feb 24, 2025

Previous Close	9.46
YTD Return	3.67%
1-Year Return	1.75%
5-Year Return	21.58%
52-Week Low	n/a
52-Week High	n/a
Beta (5Y)	n/a
Holdings	7
Inception Date	Dec 29, 2015

About SDJAX

SDJAX was founded on 2015-12-29. The Fund's investment strategy focuses on International with 1.85% total expense ratio. The minimum amount to invest in Northern Lights Fund Trust III: Swan Defined Risk Foreign Fund; Class A Shares is $2,500 on a standard taxable account. Northern Lights Fund Trust III: Swan Defined Risk Foreign Fund; Class A Shares seeks income and growth of capital. It invests directly, or indirectly through ETFs in equity securities of large capitalization companies in foreign developed markets; exchange-traded long-term put options; and buy and sell of exchange-traded put and call options on various ETFs and foreign equity indices.

• Category: Options Trading
• Performance Rating: Below Average
• Risk Rating: Average
• Stock Exchange: NASDAQ
• Ticker Symbol: SDJAX
• Share Class: Class A Shares
• Index: MSCI AC World ex USA NR USD

Performance

SDJAX had a total return of 1.75% in the past year, including dividends. Since the fund's inception, the average annual return has been 7.30%.

Equivalent Funds

These are funds that follow the same index from the other major fund companies.

Symbol	Provider	Name	Expense Ratio
FSGGX	Fidelity	Fidelity Global ex U.S. Index Fund	0.06%
FSGEX	Fidelity	Fidelity Series Global ex U.S. Index Fund	0.01%

Other Share Classes

These are alternative share classes of the same fund, from the same provider.

Symbol	Share Class	Expense Ratio
SDJIX	Class I Shares	1.71%
SDJCX	Class C Shares	2.71%

Top 10 Holdings

99.62% of assets

Name	Symbol	Weight
iShares MSCI EAFE ETF	EFA	94.65%
EFA US 12/19/25 P75	n/a	4.60%
First American Government Obligations Fund	FGXXX	1.26%
EFA US 02/21/25 C84	n/a	-0.02%
EFA US 02/21/25 C82	n/a	-0.09%
EFA US 02/21/25 P73.5	n/a	-0.24%
EFA US 02/21/25 P74	n/a	-0.55%

Dividend History

Ex-Dividend	Amount	Pay Date
Feb 24, 2025	$0.9233	Feb 25, 2025
Dec 27, 2024	$0.1593	Dec 30, 2024
Dec 27, 2023	$0.1272	Dec 28, 2023
Dec 29, 2021	$1.4609	Dec 30, 2021
Dec 29, 2020	$0.0551	Dec 29, 2020
Dec 26, 2019	$0.4899	Dec 26, 2019