Company Description
Dynasty Financial Partners is a leading provider of technology-enabled wealth management solutions and business services for financial advisory firms primarily focused on serving high net worth (those with $5 million or more investable assets) and ultra-high net worth (those with $20 million or more investable assets) clients.
We provide access to a comprehensive platform of software and technology tools, business services and holistic investment management capabilities through an open-architecture platform delivered via a suite of proprietary and third-party technologies integrated within the Dynasty Desktop.
Our offerings give our advisory firm clients the freedom to address their clients’ needs in an objective and independent manner.
Our technology, tools and services provide advisory firms the supported independence to launch their business, scale their operations and grow their firms — both organically and inorganically — while also allowing them to be more focused on and better-equipped to serve their clients.
| Country | United States |
| Founded | 2010 |
| Industry | Information Technology |
| Sector | Software |
| Employees | 75 |
| CEO | Shirl Penney |
Contact Details
Address: 200 Central Avenue, 15th Floor St. Petersburg, FL 33701 United States | |
| Phone | (212) 373-1000 |
| Website | dynastyfinancialpartners.com |
Stock Details
| Ticker Symbol | DSTY |
| Exchange | NASDAQ |
| Fiscal Year | January - December |
| CIK Code | 0001879560 |
| SIC Code | 6282 |
Key Executives
| Name | Position |
|---|---|
| Shirl Penney | President, Chief Executive Officer and Director |
| Edward Swenson | Chief Operating Officer |
| Justin Weinkle | Chief Financial Officer |
| Jonathan Morris | Chief Legal and Governance Officer |
| Harvey Golub | Chairman of the Board |
| Henchy Rachel Enden | Director |
| Avery Johnson | Director |
| Sam Levinson | Director |
| Todd Thomson | Director |
Latest SEC Filings
| Date | Type | Title |
|---|---|---|
| Dec 19, 2022 | RW | Filing |
| Aug 24, 2022 | S-1/A | [Amend] General form for registration of securities under the Securities Act of 1933 |
| May 26, 2022 | S-1/A | [Amend] General form for registration of securities under the Securities Act of 1933 |
| Apr 13, 2022 | S-1/A | [Amend] General form for registration of securities under the Securities Act of 1933 |
| Feb 1, 2022 | S-1/A | [Amend] General form for registration of securities under the Securities Act of 1933 |
| Jan 28, 2022 | S-1/A | [Amend] General form for registration of securities under the Securities Act of 1933 |
| Jan 19, 2022 | S-1 | General form for registration of securities under the Securities Act of 1933 |
| Dec 28, 2021 | DRS/A | [Amend] [Cover] Draft Registration Statement |
| Dec 8, 2021 | DRS/A | [Amend] [Cover] Draft Registration Statement |
| Oct 25, 2021 | DRS/A | [Amend] [Cover] Draft Registration Statement |