AAM Low Duration Preferred and Income Securities ETF (PFLD)

NYSEARCA: PFLD · IEX Real-Time Price · USD

20.34

+0.13 (0.62%)

May 26, 2023, 4:00 PM EDT - Market closed

PFLD Holdings Information

PFLD has a total of 211 holdings and mostly holds preferred stocks from the United States. The top 10 holdings account for 18.22% of the fund's assets.

Holdings Count

211

Total Assets

$190.62M

Top 10 Percentage

18.22%

Asset Class

Fixed Income

Region

North America

PE Ratio

n/a

Holdings List

As of May 24, 2023

No.	Symbol	Name	% Weight	Shares
1	WFC V5.85 PERP Q	Wells Fargo & Co DR	2.63%	200,415
2	JPM 6 PERP EE	JPMorgan Chase & Co 6% PRF PERPETUAL USD 25 - Dep rep 1/400 Ser EE	2.48%	188,283
3	C V6.875 PERP K	Citigroup Inc DR	2.28%	173,688
4	JPM 5.75 PERP DD	JPMorgan Chase & Co Pfd	2.25%	172,632
5	DUK 5.75 PERP A	Duke Energy Corp 5.75% PRF PERPETUAL USD 25 - Ser A 1/1000th Int	1.52%	116,182
6	BAC 6 PERP GG	Bank of America Corp 6% PRF PERPETUAL USD 25 - Ser GG 1/1000th int	1.51%	116,212
7	C V7.125 PERP J	Citigroup Inc DR	1.47%	110,372
8	GS F PERP D	The Goldman Sachs Group Inc DR	1.45%	138,311
9	GS V0 PERP J	The Goldman Sachs Group Inc DR	1.35%	102,476
10	WFC V6.625 PERP R	Wells Fargo & Co Deposit Shs Repr 1/1000th 6 5/8 % Non-Cum Perp Pfd Shs -A-	1.30%	97,592
11	T 5.625 08.01.67	AT&T Inc 5.63%	1.26%	95,849
12	BAC V6.45 12.15.66 K*	Bank of America Corporation 6.45%	1.19%	90,394
13	MET 5.625 PERP E	MetLife Inc Pfd	1.16%	93,521
14	STT V5.9 PERP D	State Street Corporation DR	1.14%	87,134
15	SCHW 5.95 PERP D	Charles Schwab Corp DR	1.14%	87,134
16	ET V7.6 PERP E	Energy Transfer LP FXDFR PRF PERPETUAL USD 25 - Ser E	1.12%	92,945
17	NLY V0 PERP F	Annaly Capital Management Inc Cum Conv Red Pfd Registered Shs Series -F-	1.10%	83,651
18	F 6.2 06.01.59	Ford Motor Company 6.2%	1.09%	87,134
19	RGA V7.125 10.15.52	7.125% Fixed-Rate Rst Sbd Dbtrs due 2052	1.09%	81,326
20	ATH V6.35 PERP A	Athene Holding Ltd FXDFR PRF PERPETUAL USD 25 - Ser A 1/1000 Int Dep	1.08%	100,206
21	USB F PERP B*	U.S. Bancorp DR	1.06%	116,182
22	NEE 5.65 03.01.79 N	NextEra Energy Capital Holdings Inc 5.65%	1.04%	79,876
23	MS V6.375 PERP I	Morgan Stanley DR	1.02%	79,335
24	MS V5.85 PERP K	Morgan Stanley DR	0.98%	79,335
25	MS F PERP +A	Morgan Stanley DR	0.94%	87,278
26	BAC 5.875 PERP HH	Bank of America Corp Pfd	0.94%	73,172
27	CMS 5.875 03.01.79	CMS Energy Corporation 5.88%	0.92%	73,193
28	GS V6.375 PERP K	The Goldman Sachs Group Inc DR	0.92%	71,720
29	MS V7.125 PERP E	Morgan Stanley DR	0.91%	68,438
30	MS V6.875 PERP F	Morgan Stanley DR	0.89%	67,441
31	JXN V8 PERP	Jackson Financial Inc FXDFR PRF PERPETUAL USD 25 - Ser A	0.83%	63,899
32	PRU 5.625 08.15.58	Prudential Financial, Inc. 5.63%	0.83%	65,642
33	ATH V6.375 PERP C	Athene Holding Ltd PRF PERPETUAL USD 25 - Ser C 1/1,000th Int	0.82%	69,707
34	MET F PERP A	MetLife Inc Floating Rate Non Cum Pfd Registered Shs Series -A-	0.82%	69,707
35	CHSINC 7.5 PERP 4	CHS Inc 7.5 % Cum Red Pfd Registered Shs -B- Series -4-	0.82%	60,121
36	GS F PERP A	The Goldman Sachs Group Inc DR	0.81%	76,856
37	USB 5.5 PERP K	U.S. Bancorp Pfd	0.80%	66,803
38	ALL V0 01.15.53	Allstate Corp Pfd	0.77%	58,100
39	DUK 5.625 09.15.78	Duke Energy Corp 5.63%	0.76%	58,100
40	NI V6.5 PERP B	NiSource Inc Pfd	0.75%	58,100
41	CHSINC V6.75 PERP 3	CHS Inc Pfd Shs -B- Series 3	0.74%	57,226
42	AIG 5.85 PERP A	American International Group Inc Ser A	0.74%	58,100
43	ATH V7.75 PERP E	Athene Holding Ltd FXDFR PRF PERPETUAL USD 25 - Ser E 1/1000th Int	0.74%	58,100
44	STT V5.35 PERP G	State Street Corporation DR	0.73%	58,100
45	KEY V6.2 PERP	KeyCorp FXDFR PRF PERPETUAL USD 25 - Ser H	0.72%	69,719
46	AGNC V6.125 PERP F	AGNC Investment Corp FXDFR PRF PERPETUAL USD 25 Series F	0.71%	66,812
47	RF V6.375 PERP B	Regions Financial Corp DR	0.70%	58,100
48	NYCB V6.375 PERP A.	New York Community Bancorp Inc Non-Cum Perp Pfd Shs Series -A-	0.69%	59,840
49	SO 5.25 12.01.77	Southern Co. 5.25%	0.67%	52,287
50	FITB V6.625 PERP I	Fifth Third Bancorp Deposit Shs Repr 1/1000th Non-Cum Perp Pfd Shs Series -	0.67%	52,287
51	ET V9.86043 PERP C	Energy Transfer LP FXDFR PRF PERPETUAL USD 25 - Ser C	0.66%	52,287
52	QRTEA 8 03.15.31	Qurate Retail Inc 8% PRF REDEEM 15/03/2031 USD - Ser A	0.65%	36,887
53	ET V7.625 PERP D	Energy Transfer LP FXDFR PRF PERPETUAL USD 25 - Ser D	0.65%	51,708
54	CHSINC V7.1 PERP 2	CHS Inc Cum Red Pfd Registered Shs -B- Series -2-	0.64%	48,804
55	NLY V6.75 PERP I	Annaly Capital Management Inc Pfd	0.63%	51,418
56	NSS	Nustar Logistics, L.P. 11.99%	0.63%	46,787
57	NLY V9.33114 PERP G	Annaly Capital Management Inc FXDFR PRF PERPETUAL USD 25 - Ser G	0.62%	49,383
58	KEY V6.125 PERP E	KeyCorp DR	0.61%	58,100
59	RF V5.7 PERP C	Regions Financial Corp Pfd	0.60%	58,100
60	RGA V5.75 06.15.56	Reinsurance Group of America, Incorporated 5.75%	0.60%	46,479
61	RITM V7 PERP D	Rithm Capital Corp FXDFR PRF PERPETUAL USD 25 - Ser D	0.55%	54,033
62	AEL V5.95 PERP A	American Equity Investment Life Holding Co Series A	0.55%	46,479
63	NSUS V7.625 PERP B	NuStar Energy LP Cum Conv Red Perp Pfd Units Series -B-	0.55%	44,755
64	AGNC V6.5 PERP E	AGNC Investment Corp FXDFR PRF PERPETUAL USD 25 Ser E 1/1000	0.53%	46,768
65	ESGR V7 PERP D	Enstar Group Ltd FXDFR PRF PERPETUAL USD 25 - Ser D 1/1000th Int	0.53%	46,479
66	HIG 6 PERP G	The Hartford Financial Services Group Inc Pfd	0.52%	40,089
67	AGNC V0 PERP C	AGNC Investment Corp Deposit Shs Repr 1/1000th Cum Conv Red Pfd Shs Series	0.50%	37,764
68	AQNCN V6.2 07.01.79 19-A	Algonquin Power & Utilities Corporation 6.2%	0.49%	40,668
69	HBAN V6.875 PERP J	Huntington Bancshares Inc FXDFR PRF PERPETUAL USD 25 - Ser J	0.48%	37,764
70	NGL V0 PERP B	NGL Energy Partners LP Cum Red Perp Pfd Units -B-	0.45%	36,559
71	APO 6.375 PERP B	Apollo Global Management Inc 6.375% PRF PERPETUAL USD 25 - Ser B	0.45%	34,860
72	PSA 5.6 PERP H	Public Storage PRF PERPETUAL USD 25 - Ser H 1/1000 Dep	0.44%	33,117
73	UNM 6.25 06.15.58	Unum Group 6.25%	0.43%	34,860
74	RITM V6.375 PERP C	Rithm Capital Corp FXDFR PRF PERPETUAL USD 25 - Ser C	0.43%	46,197
75	AEL V6.625 PERP B	American Equity Investment Life Holding Co PRF PERPETUAL USD 25 - Ser B 1/1	0.43%	34,860
76	SNV V5.875 PERP E	Synovus Financial Corp Pfd	0.43%	40,668
77	VOYA V5.35 PERP B	Voya Financial Inc Pfd	0.42%	34,860
78	AQNCN V6.875 10.17.78	Algonquin Power & Utilities Corporation 6.88%	0.41%	33,406
79	CMS 5.875 10.15.78	CMS Energy Corporation 5.88%	0.41%	32,535
80	PSA 5.15 PERP F	Public Storage DR	0.41%	32,535
81	AHL V5.95 PERP	Aspen Insurance Holdings Ltd 5.95 % Non-Cum Perp Pref Shs	0.41%	31,956
82	EIX V5.45 PERP K	SCE Trust V 5.45 % Cum Trust Pfd Secs Shs Registered Series -K-	0.41%	34,860
83	WTFC V6.875 PERP E	Wintrust Financial Corp FXDFR PRF PERPETUAL USD 25 Ser E	0.41%	33,406
84	AAM.PRA	Apollo Global Management Inc Pfd	0.40%	31,956
85	n/a	Georgia Power Company 5%	0.40%	31,374
86	CFG V6.35 PERP D	Citizens Financial Group Inc FXDFR PRF PERPETUAL USD 25 - Ser D	0.40%	34,860
87	RILY 5.25 08.31.28	B. Riley Financial Inc 5.25%	0.39%	47,116
88	AMG 5.875 03.30.59	Affiliated Managers Group, Inc. 5.88%	0.39%	34,857
89	EIX V5.375 PERP J	SCE Trust IV Preferred Secs Series -J-	0.39%	37,764
90	CIM V8 PERP B	Chimera Investment Corp Cum Red Pfd Registered Shs Series -B-	0.38%	37,764
91	SR 5.9 PERP A	Spire Inc Ser A	0.37%	29,049
92	BAC F PERP +5	Bank of America Corp Deposit Shs Repr 1/1200th Pfd Shs Series -5-	0.37%	35,978
93	EIX V5.75 PERP H	SCE Trust III Trust Preference Security 2014-Without fixed maturity Gtd on	0.37%	31,956
94	PACW V7.75 PERP A	PacWest Bancorp FXDFR PRF PERPETUAL USD 1000 - Ser A	0.37%	59,639
95	NRUC 5.5 05.15.64 US	National Rural Utilities Cooperative Finance Corp. 5.5%	0.37%	29,049
96	ASB V6.625 03.01.33	Associated Banc-Corp 6.63%	0.36%	34,860
97	BC 6.375 04.15.49	Brunswick Corporation 6.38%	0.35%	26,727
98	RILY 5 12.31.26	B. Riley Financial Inc 5%	0.35%	37,731
99	MTB V5.625 PERP H	M&T Bank Corp FXDFR PRF PERPETUAL USD 25 - Ser H	0.35%	29,049
100	TVA V0 06.01.28 D	Tennessee Valley Authority Tva Putable Automatic Rate Reset Secs 1998-1.6.2	0.35%	29,802
101	NSUS V0 PERP A	NuStar Energy LP A	0.34%	26,319
102	AL V6.15 PERP A	Air Lease Corp Ser A	0.34%	29,049
103	RITM V7.125 PERP B	Rithm Capital Corp Series B	0.34%	32,714
104	SLM V0 PERP B	SLM Corp Floating-Rate Non-Cum Pfd Shs Series -B-	0.34%	11,619
105	AGPXX	Invesco Shrt-Trm Inv Gov&Agcy Instl	0.33%	627,091
106	TWO V7.625 PERP B	Two Harbors Investment Corp Conv Cum Red Pfd Registered Shs Series -B-	0.32%	31,120
107	QVCN 6.25 11.26.68	QVC, Inc. 6.25%	0.31%	62,656
108	ABR V6.25 PERP F	Arbor Realty Trust Inc FXDFR PFS PERPETUAL USD 25 - Ser F	0.31%	32,949
109	DDS 7.5 08.01.38	Dillard's Capital Trust I 7 1/2 % Cap Secs 1998-1.8.38 Based on 7.5% Subord	0.31%	23,238
110	AGNC V6.875 PERP D	AGNC Investment Corp FXDFR PRF PERPETUAL USD 25 - Ser D 1/1000th Int	0.31%	27,306
111	RC 5.75 02.15.26	Ready Capital Corp. 5.75%	0.30%	25,209
112	TWO V7.25 PERP C	Two Harbors Investment Corp FXDFR PRF PERPETUAL USD 25 - Ser C	0.30%	29,217
113	MFA V6.5 PERP C	MFA Financial Inc FXDFR PRF PERPETUAL USD 25 Ser C	0.30%	31,956
114	CMS 5.625 03.15.78	CMS Energy Corporation 5.63%	0.30%	23,238
115	RILY 6.75 05.31.24	B. Riley Financial Inc 6.75%	0.29%	23,150
116	SPNT V8 PERP B	SiriusPoint Ltd PRF PERPETUAL USD 25 - Ser B	0.29%	23,238
117	TRIN 7 01.16.25	Trinity Capital Inc. 7%	0.29%	21,905
118	NSUS V0 PERP C	NuStar Energy LP FXDFR PRF PERPETUAL USD 25 - Ser C	0.29%	21,577
119	CIM V7.75 PERP C	Chimera Investment Corp Series C	0.28%	30,210
120	DLR 5.85 PERP K	Digital Realty Trust Inc Series K	0.28%	24,402
121	BAC F PERP E	Bank of America Corp Deposit Shs Repr 1/1000th Perp Pfd Shs Series -E-	0.28%	26,961
122	RILY 6 01.31.28	B. Riley Financial Inc 6%	0.28%	30,916
123	BC 6.5 10.15.48	Brunswick Corporation 6.5%	0.28%	21,498
124	BW 8.125 02.28.26	Babcock & Wilcox Enterprises Inc. 8.13%	0.28%	22,430
125	SNV V6.3 PERP D	Synovus Financial Corp Pfd	0.28%	23,238
126	TVA V0 05.01.29 A	Tennessee Valley Auth	0.28%	24,211
127	DCP V7.875 PERP B	DCP Midstream LP Pfd	0.27%	20,203
128	PMT V8 PERP B	PennyMac Mortgage Investment Trust Cum Conv Red Perp Pfd Registered Shs Ser	0.26%	22,659
129	BAC F PERP 02	Bank of America Corp Deposit Shs Repr 1/1200th Fltg Rate Non Cum Pfd Shs Se	0.26%	25,733
130	RILY 5.5 03.31.26	B. Riley Financial Inc 5.5%	0.26%	25,981
131	WAL V4.25 PERP A	Western Alliance Bancorp FXDFR PRF PERPETUAL USD 25 - Ser A 1/400th Int	0.26%	34,860
132	WRB 5.7 03.30.58	WR Berkley Corp 5.70% SUBORDINATED DEBENTURES DUE 2058	0.26%	21,498
133	SITC 6.375 PERP A	SITE Centers Corp DR	0.26%	20,334
134	SEAL.PRB	Seapeak LLC Cum Red Perp Pfd Registered Units Series -B-	0.25%	21,291
135	CIM V8 PERP D	Chimera Investment Corp Pfd	0.25%	25,052
136	IVR V7.5 PERP C	Invesco Mortgage Capital Inc Cum Conv Red Pfd Registered Shs Series -C-	0.25%	24,494
137	NYMT V7.875 PERP E	New York Mortgage Trust Inc FXDFR PRF PERPETUAL USD 25 Ser E	0.25%	23,200
138	SPLP 6 02.07.26 A	Steel Partners Holdings LP A series	0.24%	20,113
139	TGH V7 PERP	Textainer Group Holdings Ltd PRF PERPETUAL USD 25 - Ser A 1/1,000th Int	0.23%	18,788
140	TRTN 8 PERP	Triton International Ltd Pfd	0.23%	18,012
141	ATCO V8 PERP I	Atlas Corp FXDFR PRF PERPETUAL USD 25 - Ser I	0.22%	18,788
142	GPMT V7 PERP A	Granite Point Mortgage Trust Inc FXDFR PRF PERPETUAL USD - Ser A	0.22%	25,761
143	GS F PERP C	The Goldman Sachs Group Inc Repr 1/1000th Flt Rt Non-Cum Pfd Series -C-	0.22%	20,502
144	TFC F PERP I	Truist Financial Corp PRF PERPETUAL USD 25 - 1/4000 Series I	0.22%	21,607
145	MBIN V8.25 PERP	Merchants Bancorp FXDFR PRF PERPETUAL USD 25 - Ser D Dp sh 1/40th	0.22%	17,835
146	ARGO V7 PERP	Argo Group International Holdings Ltd FXDFR PRF PERPETUAL USD 25 - 1/1,000T	0.22%	18,788
147	RITM V7.5 PERP A	Rithm Capital Corp Pfd	0.22%	19,442
148	AGNC V7.75 PERP G	AGNC Investment Corp FXDFR PRF PERPETUAL USD 25 - Ser G	0.22%	18,788
149	ZION V0 PERP G	Zions Bancorp NA DR	0.22%	17,328
150	WSBC V6.75 PERP A	Wesbanco Inc FXDFR PRF PERPETUAL USD 25 - Sr A Dp Rp 1/40 INT	0.21%	18,788
151	ATLC 6.125 11.30.26	Atlanticus Holdings Corp. 6.13%	0.21%	18,788
152	RILY 6.5 09.30.26	B. Riley Financial Inc 6.5%	0.21%	20,936
153	n/a	DEPOSITS WITH BROKER FOR SHORT POSITIONS	0.21%	398,573
154	BC 6.625 01.15.49	Brunswick Corporation 6.63%	0.20%	15,638
155	BW 6.5 12.31.26	Babcock & Wilcox Enterprises Inc. 6.5%	0.20%	18,960
156	RILY 6.375 02.28.25	B. Riley Financial Inc 6.38%	0.20%	17,843
157	GAIN 4.875 11.01.28	Gladstone Investment Corporation 4.88%	0.20%	16,861
158	TA 8 12.15.29	BP PLC 8%	0.20%	15,028
159	GAIN 5 05.01.26	Gladstone Investment Corporation 5%	0.20%	16,028
160	TGP 9 PERP	Seapeak LLC 9 % Cum Red Pfd Registered Partnership Units Series -A-	0.20%	15,638
161	BAC F PERP +4	Bank of America Corp DR	0.19%	18,116
162	NYMT V8 PERP D	New York Mortgage Trust Inc Cum Conv Perp Red Pfd Registered Shs Series -D-	0.19%	19,168
163	AMH 6.25 PERP H	American Homes 4 Rent Series H	0.18%	14,409
164	DCP V7.95 PERP C	DCP Midstream LP Series C	0.18%	13,780
165	TA 8.25 01.15.28	BP PLC 8.25%	0.18%	13,780
166	GSL 8.75 PERP	Global Ship Lease Inc 8 3/4 % Cum Red Perp Pfd Shs Series -B-	0.18%	13,664
167	FTAI V8 PERP B	FTAI Aviation Ltd FXDFR PRF PERPETUAL USD 25 - Ser B	0.18%	15,483
168	WTFC V6.5 PERP D	Wintrust Financial Corp Non-Cum Perp Pfd Shs Series -D-	0.18%	15,638
169	AFG 5.875 03.30.59	American Financial Group, Inc. 5.88%	0.18%	14,526
170	ATCO 7.95 PERP D	Atlas Corp 7.95% Cum Red Pfd Shs Series -D-	0.18%	14,796
171	CCABDC 5 05.25.26	Crescent Capital BDC, Inc. 5%	0.17%	13,988
172	KMPR V5.875 03.15.62	Kemper Corporation 5.88%	0.17%	18,788
173	MSBI V7.75 PERP	Midland States Bancorp Inc FXDFR PRF PERPETUAL USD 25 - Ser A 1/40 Int Dep	0.17%	14,396
174	TWO V8.125 PERP A	Two Harbors Investment Corp A	0.17%	15,458
175	BPOP 6.125 12.01.34	Popular Capital Trust II 6.125 % Cumulative Monthly Income Pfd Secs 2004-20	0.17%	12,638
176	HTLF V7 PERP E	Heartland Financial USA Inc FXDFR PRF PERPETUAL USD 25 - Sr E Dp Rp 1/400 I	0.17%	14,400
177	TA 8 10.15.30	BP PLC 8%	0.17%	12,522
178	PMT V8.125 PERP A	PennyMac Mortgage Investment Trust Cum Red Pfd Registered Shs of Beneficial	0.16%	14,409
179	FNB V7.25 PERP	F N B Corp DR	0.16%	13,867
180	NYMT V6.875 PERP F	New York Mortgage Trust Inc FXDFR PRF PERPETUAL USD 25 - Ser F	0.16%	18,003
181	ETR 5.5 04.01.66	Entergy New Orleans Llc 5.5%	0.16%	12,783
182	DX V6.9 PERP C	Dynex Capital Inc FXDFR PRF PERPETUAL USD 25 Ser C	0.16%	13,971
183	CODI V7.875 PERP B	Compass Diversified Holdings Pfd	0.16%	12,522
184	RC 6.2 07.30.26	Ready Capital Corp. 6.2%	0.16%	13,043
185	FOSL 7 11.30.26	Fossil Group Inc 7%	0.16%	18,788
186	ACR V8.625 PERP C	ACRES Commercial Realty Corp 8.625 % Cum Red Pfd Shs Series -C	0.16%	15,019
187	NEWT 5.5 02.01.26	NewtekOne Inc 5.5%	0.15%	12,522
188	MBIN V6 PERP B	Merchants Bancorp Depositary Shares, each representing a 1/40th interest in	0.15%	15,629
189	EFC V6.75 PERP	Ellington Financial Inc FXDFR PRF PERPETUAL USD 25 Ser A	0.15%	14,400
190	COWN 7.75 06.15.33	Cowen Inc 7.75%	0.15%	11,583
191	FTAI V8.25 PERP C	FTAI Aviation Ltd FXDFR PRF PERPETUAL USD 25 - Ser C	0.15%	13,141
192	SNCR 8.375 06.30.26	Synchronoss Technologies Inc 8.38%	0.15%	15,629
193	FTAI V8.25 PERP A	FTAI Aviation Ltd FXDFR PRF PERPETUAL USD 25 - Ser A	0.15%	13,085
194	EFC V6.25 PERP B	Ellington Financial Inc FXDFR PRF PERPETUAL USD 25 - Ser B	0.15%	15,083
195	IVR V7.75 PERP B	Invesco Mortgage Capital Inc Cum Red Pfd Registered Shs Series -B-	0.15%	14,191
196	SAR 6 04.30.27 2027	Saratoga Investment Corp. 6%	0.15%	12,259
197	EFC V8.625 PERP C	Ellington Financial Inc 8.63%	0.14%	12,530
198	QVCN 6.375 09.13.67	QVC, Inc. 6.38%	0.14%	28,183
199	FHN V6.1 PERP D	First Horizon Corp FXDFR PRF PERPETUAL USD 25 - Ser D 1/400 Dep Sh	0.13%	12,522
200	VLY V7.85557 PERP B	Valley National Bancorp Non-Cum Perp Red Pfd Registered Shs Series -B-	0.13%	12,522

As of May 24, 2023

Get unlimited holdings

See the full list with a free 30-day trial of Stock Analysis Pro

Free Trial