Gugg Actv Invmt Ser (GAINS)-Ltd Dur SMA (GULDX)

NASDAQ · Mutual Fund · Delayed Price · Currency is USD
19.78
0.00 (0.00%)
May 16, 2025, 4:00 PM EDT
-0.25%
Fund Assets 16.23M
Expense Ratio n/a
Min. Investment $0.00
Turnover n/a
Dividend (ttm) 0.80
Dividend Yield 4.04%
Dividend Growth n/a
Payout Frequency Monthly
Ex-Dividend Date Apr 30, 2025
Previous Close 19.78
YTD Return 0.66%
1-Year Return n/a
5-Year Return n/a
52-Week Low 19.66
52-Week High 19.88
Beta (5Y) n/a
Holdings 80
Inception Date n/a

About GULDX

The Gains Limited Duration Fund is a fixed-income mutual fund designed to provide short-duration exposure to a broad universe of debt securities. Managed within the Guggenheim Active Investment Series (GAINS), this fund primarily serves Guggenheim's Separately Managed Account (SMA) strategies and is not available for direct investment by retail investors. Its central objective is to invest at least 80% of its assets in debt instruments, including corporate bonds, U.S. government and agency securities, sovereign debt, asset-backed securities, collateralized loan obligations, non-agency mortgage-backed securities, and high yield corporates. The fund also utilizes derivatives for risk management and directional strategies, allowing SMAs to access assets that might otherwise be inaccessible for direct holding. Key characteristics include a weighted average life of approximately 2.5 years and an effective duration of 0.5, which positions it as a vehicle for investors seeking lower interest rate risk compared to longer-duration bond funds. The fund maintains a diversified credit quality, with a significant allocation to high-quality (AAA, AA, and A) securities but also includes some exposure to lower-rated bonds for enhanced yield potential. As of its latest disclosures, the fund’s yield to maturity is around 5.8%, reflecting its focus on generating stable income while managing interest rate sensitivity. By leveraging a unique structure with zero advisory fees (with expenses currently waived through early 2026) and reimbursed operating expenses at the SMA level, the Gains Limited Duration Fund aims to offer institutional investors targeted, cost-efficient access to a dynamic and professionally managed short-duration fixed income portfolio.

Fund Family Guggenheim Investments
Category Miscellaneous Fixed Income
Stock Exchange NASDAQ
Ticker Symbol GULDX
Share Class Sma Class

Top 10 Holdings

76.87% of assets
Name Symbol Weight
Dreyfus Treasury Securities Cash Management DIRXX 52.56%
Owl Rock CLO Ltd - Owl Rock CLO X LLC OR.2023-10A A 9.83%
SLAM LLC - Slam Ltd. SLAM.2024-1A A 4.73%
Fortress Credit Opportunities XXV CLO LLC FCO.2024-25A A1T 2.45%
Navigator Aviation Ltd. NAVTR.2024-1 A 2.33%
Five Guys Funding, LLC - Five Guys Holdings, Inc. n/a 1.01%
Ares Direct Lending CLO LLC - Ares Direct Lending CLO 2 LLC ARESDL.2024-2A B 1.00%
Babson CLO Ltd - Barings CLO Limited 2022-III BABSN.2022-3A BR 0.99%
ABPCI Direct Lending Fund CLO V Ltd. ABPCI.2019-5A A1RR 0.99%
Owl Rock CLO Ltd - Owl Rock CLO XIII LLC n/a 0.99%
View More Holdings

Dividend History

Ex-Dividend Amount Pay Date
Apr 30, 2025 $0.08659 Apr 30, 2025
Mar 31, 2025 $0.09214 Mar 31, 2025
Feb 28, 2025 $0.0901 Feb 28, 2025
Jan 31, 2025 $0.09042 Jan 31, 2025
Dec 31, 2024 $0.09485 Dec 31, 2024
Nov 29, 2024 $0.09935 Nov 29, 2024
Full Dividend History