PIMCO Preferred and Capital Securities Fund Class I-3 (PFNNX)

NASDAQ · Mutual Fund · Delayed Price · Currency is USD

9.28

-0.04 (-0.43%)

At close: Sep 28, 2026

Fund Assets	682.56M
Expense Ratio	1.28%
Min. Investment	$1,000,000
Turnover	32.00%
Dividend (ttm)	0.50
Dividend Yield	5.36%
Dividend Growth	2.83%
Payout Frequency	Quarterly
Ex-Dividend Date	Sep 10, 2026

Previous Close	9.32
YTD Return	-0.22%
1-Year Return	1.14%
5-Year Return	6.32%
52-Week Low	9.28
52-Week High	9.88
Beta (5Y)	0.38
Holdings	522
Inception Date	Apr 27, 2018

About PFNNX

PIMCO Preferred and Capital Securities Fund Class I-3 is an open-end mutual fund focused on maximizing total return through prudent investment management. The fund primarily invests at least 80% of its assets in a broad mix of preferred securities and capital securities, which are hybrid instruments typically blending characteristics of both equities and bonds. By targeting securities issued predominantly by financial institutions, including banks and insurance companies, the fund offers exposure to asset classes integral to the stability of global capital markets. The portfolio is diversified across more than 200 holdings, largely composed of junior subordinated debt and preferred shares. Notably, preferred securities often provide regular income while carrying unique risks that blend features of stock volatility and bond sensitivity to interest rates. Launched in 2018, the fund also utilizes derivatives for hedging or strategic positioning and distributes income quarterly. With its emphasis on the preferred and capital securities segment, the fund serves institutional and high-net-worth investors seeking a balance of income generation and risk diversification within the broader fixed-income universe.

Fund Family PIMCO

Category Preferred Stock

Performance Rating Above Average

Risk Rating Average

Stock Exchange NASDAQ

Ticker Symbol PFNNX

Share Class I-3

Index Index is not available on Lipper Database

Performance

PFNNX had a total return of 1.14% in the past year, including dividends. Since the fund's inception, the average annual return has been 3.92%.

Other Share Classes

These are alternative share classes of the same fund, from the same provider.

Symbol	Share Class	Expense Ratio
PFINX	Institutional Class	1.13%
PFPNX	I-2	1.23%
PFANX	Class A	1.48%
PFCJX	Class C	2.23%

Top 10 Holdings

21.05% of assets

Name	Symbol	Weight
PIMCO PRV SHORT TERM FLT III - PIMCO Short-Term Floating NAV Portfolio III	n/a	5.01%
Bank of America Corp.	BAC.V5.875 PERP FF	2.68%
JPMorgan Chase & Co.	JPM.V6.5 PERP OO	2.33%
UBS Group AG	UBS.V9.25 PERP 144A	1.81%
CITIGROUP INC - Citigroup, Inc.	C.V6.95 PERP FF	1.66%
Energy Transfer LP	ET.V7.125 PERP G	1.60%
BNP Paribas SA	BNP.V8 PERP 144A	1.58%
PNC Financial Services Group, Inc.	PNC.V7.151 PERP T	1.51%
WELLS FARGO & COMPANY - Wells Fargo & Co.	WFC.V6.85 PERP	1.49%
MetLife Capital Trust IV	MET.7.875 12.15.37	1.39%

View More Holdings

Dividend History

Ex-Dividend	Amount	Pay Date
Sep 10, 2026	$0.12482	Sep 10, 2026
Jun 11, 2026	$0.12631	Jun 11, 2026
Mar 12, 2026	$0.12296	Mar 12, 2026
Dec 26, 2025	$0.12305	Dec 26, 2025
Sep 11, 2025	$0.11795	Sep 11, 2025
Jun 12, 2025	$0.11838	Jun 12, 2025

Full Dividend History