Swan Defined Risk Growth Fund Class C Shares (SDACX)

Fund Assets	10.42M
Expense Ratio	2.43%
Min. Investment	$2,500
Turnover	n/a
Dividend (ttm)	0.29
Dividend Yield	2.09%
Dividend Growth	-91.91%
Payout Frequency	n/a
Ex-Dividend Date	Dec 27, 2024

Previous Close	13.55
YTD Return	3.51%
1-Year Return	4.54%
5-Year Return	48.77%
52-Week Low	11.82
52-Week High	13.84
Beta (5Y)	n/a
Holdings	18
Inception Date	Dec 27, 2018

About SDACX

SDACX was founded on 2018-12-27. The Fund's investment strategy focuses on Growth with 2.4% total expense ratio. The minimum amount to invest in Northern Lights Fund Trust III: Swan Defined Risk Growth Fund; Class C Shares is $2,500 on a standard taxable account. Northern Lights Fund Trust III: Swan Defined Risk Growth Fund; Class C Shares seeks growth of capital. It invests in US large capitalization ETFs that invest in equity securities in the S&P 500 Index, exchange-traded long-term put options on the S&P 500 Index for hedging purposes, and exchange-traded put and call options on various equity indices to generate additional returns.

• Category: Options Trading
• Stock Exchange: NASDAQ
• Ticker Symbol: SDACX
• Share Class: Class C Shares
• Index: S&P 500 TR

Performance

SDACX had a total return of 4.54% in the past year, including dividends. Since the fund's inception, the average annual return has been 9.54%.

Equivalent Funds

These are funds that follow the same index from the other major fund companies.

Symbol	Provider	Name	Expense Ratio
FALCX	Fidelity	Fidelity Rutland Square Trust II - Strategic Advisers Large Cap Fund	0.24%
FLCEX	Fidelity	Fidelity Large Cap Core Enhanced Index Fund	0.39%
VQNPX	Vanguard	Vanguard Growth and Income Fund Investor Shares	0.36%
FMGKX	Fidelity	Fidelity Magellan Fund - Class K	0.40%
FMAGX	Fidelity	Fidelity Magellan Fund	0.47%

Other Share Classes

These are alternative share classes of the same fund, from the same provider.

Symbol	Share Class	Expense Ratio
SDAIX	Class I Shares	1.43%
SDAAX	Class A Shares	1.68%

Top 10 Holdings

103.30% of assets

Name	Symbol	Weight
iShares Core S&P 500 ETF	IVV	89.49%
SPX US 12/18/26 P5750	n/a	6.93%
First American Government Obligations Fund	FGXXX	2.57%
SPXW US 04/25/25 P5550	n/a	1.41%
SPX US 12/18/26 C6900	n/a	1.29%
SPXW US 04/25/25 P5450	n/a	0.96%
SPX US 04/17/25 P5600	n/a	0.37%
SPXW US 04/30/25 P5500	n/a	0.16%
SPX US 04/17/25 P5300	n/a	0.09%
SPXW US 04/30/25 P5100	n/a	0.04%

Dividend History

Ex-Dividend	Amount	Pay Date
Dec 27, 2024	$0.2853	Dec 30, 2024
Dec 27, 2023	$3.525	Dec 28, 2023
Dec 29, 2020	$0.0717	Dec 29, 2020
Dec 26, 2019	$0.1959	Dec 26, 2019