Swan Defined Risk Growth Fund Class I Shares (SDAIX)

Fund Assets	89.75M
Expense Ratio	1.43%
Min. Investment	$100,000
Turnover	n/a
Dividend (ttm)	0.29
Dividend Yield	1.97%
Dividend Growth	-91.91%
Payout Frequency	n/a
Ex-Dividend Date	Dec 27, 2024

Previous Close	14.49
YTD Return	4.45%
1-Year Return	6.13%
5-Year Return	58.05%
52-Week Low	12.58
52-Week High	14.67
Beta (5Y)	n/a
Holdings	18
Inception Date	Dec 27, 2018

About SDAIX

SDAIX was founded on 2018-12-27. The Fund's investment strategy focuses on Growth with 1.4% total expense ratio. The minimum amount to invest in Northern Lights Fund Trust III: Swan Defined Risk Growth Fund; Class I Shares is $100,000 on a standard taxable account. Northern Lights Fund Trust III: Swan Defined Risk Growth Fund; Class I Shares seeks growth of capital. It invests in US large capitalization ETFs that invest in equity securities in the S&P 500 Index, exchange-traded long-term put options on the S&P 500 Index for hedging purposes, and exchange-traded put and call options on various equity indices to generate additional returns.

• Category: Options Trading
• Stock Exchange: NASDAQ
• Ticker Symbol: SDAIX
• Share Class: Class I Shares
• Index: S&P 500 TR

Performance

SDAIX had a total return of 6.13% in the past year, including dividends. Since the fund's inception, the average annual return has been 10.55%.

Equivalent Funds

These are funds that follow the same index from the other major fund companies.

Symbol	Provider	Name	Expense Ratio
VPMAX	Vanguard	Vanguard PRIMECAP Fund Admiral Shares	0.31%
VGIAX	Vanguard	Vanguard Growth and Income Fund Admiral Shares	0.26%

Other Share Classes

These are alternative share classes of the same fund, from the same provider.

Symbol	Share Class	Expense Ratio
SDAAX	Class A Shares	1.68%
SDACX	Class C Shares	2.43%

Top 10 Holdings

103.30% of assets

Name	Symbol	Weight
iShares Core S&P 500 ETF	IVV	89.49%
SPX US 12/18/26 P5750	n/a	6.93%
First American Government Obligations Fund	FGXXX	2.57%
SPXW US 04/25/25 P5550	n/a	1.41%
SPX US 12/18/26 C6900	n/a	1.29%
SPXW US 04/25/25 P5450	n/a	0.96%
SPX US 04/17/25 P5600	n/a	0.37%
SPXW US 04/30/25 P5500	n/a	0.16%
SPX US 04/17/25 P5300	n/a	0.09%
SPXW US 04/30/25 P5100	n/a	0.04%

Dividend History

Ex-Dividend	Amount	Pay Date
Dec 27, 2024	$0.2853	Dec 30, 2024
Dec 27, 2023	$3.525	Dec 28, 2023
Dec 29, 2020	$0.0839	Dec 29, 2020
Dec 26, 2019	$0.1959	Dec 26, 2019