Swan Defined Risk Growth Fund Class I Shares (SDAIX)

NASDAQ · Mutual Fund · Delayed Price · Currency is USD
14.55
+0.06 (0.41%)
Jul 3, 2025, 4:00 PM EDT
6.13%
Fund Assets 89.75M
Expense Ratio 1.43%
Min. Investment $100,000
Turnover n/a
Dividend (ttm) 0.29
Dividend Yield 1.97%
Dividend Growth -91.91%
Payout Frequency n/a
Ex-Dividend Date Dec 27, 2024
Previous Close 14.49
YTD Return 4.45%
1-Year Return 6.13%
5-Year Return 58.05%
52-Week Low 12.58
52-Week High 14.67
Beta (5Y) n/a
Holdings 18
Inception Date Dec 27, 2018

About SDAIX

SDAIX was founded on 2018-12-27. The Fund's investment strategy focuses on Growth with 1.4% total expense ratio. The minimum amount to invest in Northern Lights Fund Trust III: Swan Defined Risk Growth Fund; Class I Shares is $100,000 on a standard taxable account. Northern Lights Fund Trust III: Swan Defined Risk Growth Fund; Class I Shares seeks growth of capital. It invests in US large capitalization ETFs that invest in equity securities in the S&P 500 Index, exchange-traded long-term put options on the S&P 500 Index for hedging purposes, and exchange-traded put and call options on various equity indices to generate additional returns.

Category Options Trading
Stock Exchange NASDAQ
Ticker Symbol SDAIX
Share Class Class I Shares
Index S&P 500 TR

Performance

SDAIX had a total return of 6.13% in the past year, including dividends. Since the fund's inception, the average annual return has been 10.55%.

Equivalent Funds

These are funds that follow the same index from the other major fund companies.

Symbol Provider Name Expense Ratio
VPMAX Vanguard Vanguard PRIMECAP Fund Admiral Shares 0.31%
VGIAX Vanguard Vanguard Growth and Income Fund Admiral Shares 0.26%

Other Share Classes

These are alternative share classes of the same fund, from the same provider.

Symbol Share Class Expense Ratio
SDAAX Class A Shares 1.68%
SDACX Class C Shares 2.43%

Top 10 Holdings

103.30% of assets
Name Symbol Weight
iShares Core S&P 500 ETF IVV 89.49%
SPX US 12/18/26 P5750 n/a 6.93%
First American Government Obligations Fund FGXXX 2.57%
SPXW US 04/25/25 P5550 n/a 1.41%
SPX US 12/18/26 C6900 n/a 1.29%
SPXW US 04/25/25 P5450 n/a 0.96%
SPX US 04/17/25 P5600 n/a 0.37%
SPXW US 04/30/25 P5500 n/a 0.16%
SPX US 04/17/25 P5300 n/a 0.09%
SPXW US 04/30/25 P5100 n/a 0.04%
View More Holdings

Dividend History

Ex-Dividend Amount Pay Date
Dec 27, 2024 $0.2853 Dec 30, 2024
Dec 27, 2023 $3.525 Dec 28, 2023
Dec 29, 2020 $0.0839 Dec 29, 2020
Dec 26, 2019 $0.1959 Dec 26, 2019
Full Dividend History