Swan Defined Risk Growth Fund Class I Shares (SDAIX)

Fund Assets	89.75M
Expense Ratio	1.43%
Min. Investment	$100,000
Turnover	n/a
Dividend (ttm)	0.29
Dividend Yield	2.13%
Dividend Growth	-91.91%
Payout Frequency	n/a
Ex-Dividend Date	n/a

Previous Close	13.37
YTD Return	-5.38%
1-Year Return	3.70%
5-Year Return	55.41%
52-Week Low	n/a
52-Week High	n/a
Beta (5Y)	n/a
Holdings	13
Inception Date	Dec 27, 2018

About SDAIX

SDAIX was founded on 2018-12-27. The Fund's investment strategy focuses on Growth with 1.4% total expense ratio. The minimum amount to invest in Northern Lights Fund Trust III: Swan Defined Risk Growth Fund; Class I Shares is $100,000 on a standard taxable account. Northern Lights Fund Trust III: Swan Defined Risk Growth Fund; Class I Shares seeks growth of capital. It invests in US large capitalization ETFs that invest in equity securities in the S&P 500 Index, exchange-traded long-term put options on the S&P 500 Index for hedging purposes, and exchange-traded put and call options on various equity indices to generate additional returns.

• Category: Options Trading
• Performance Rating: Above Average
• Risk Rating: Above Average
• Stock Exchange: NASDAQ
• Ticker Symbol: SDAIX
• Share Class: Class I Shares
• Index: S&P 500 TR

Performance

SDAIX had a total return of 3.70% in the past year, including dividends. Since the fund's inception, the average annual return has been 9.22%.

Equivalent Funds

These are funds that follow the same index from the other major fund companies.

Symbol	Provider	Name	Expense Ratio
VPMAX	Vanguard	Vanguard PRIMECAP Fund Admiral Shares	0.31%
VGIAX	Vanguard	Vanguard Growth and Income Fund Admiral Shares	0.26%

Other Share Classes

These are alternative share classes of the same fund, from the same provider.

Symbol	Share Class	Expense Ratio
SDAAX	Class A Shares	1.68%
SDACX	Class C Shares	2.43%

Top 10 Holdings

101.00% of assets

Name	Symbol	Weight
iShares Core S&P 500 ETF	IVV	90.24%
SPX US 12/18/26 P5750	n/a	5.28%
First American Government Obligations Fund	FGXXX	3.31%
SPX US 12/18/26 C6900	n/a	1.91%
SPXW US 01/23/25 P5850	n/a	0.23%
SPX US 02/21/25 P5695	n/a	0.22%
VIX US 01/22/25 P15	n/a	0.02%
SPX US 03/21/25 C6270	n/a	-0.04%
VIX US 01/22/25 C23	n/a	-0.07%
SPX US 03/21/25 P5550	n/a	-0.10%

Dividend History

Ex-Dividend	Amount	Pay Date
Dec 27, 2024	$0.2853	Dec 30, 2024
Dec 27, 2023	$3.525	Dec 28, 2023
Dec 29, 2020	$0.0839	Dec 29, 2020
Dec 26, 2019	$0.1959	Dec 26, 2019