Swan Defined Risk Fund Class C Shares (SDRCX)

Fund Assets	808.60M
Expense Ratio	2.27%
Min. Investment	$2,500
Turnover	n/a
Dividend (ttm)	0.92
Dividend Yield	6.62%
Dividend Growth	-45.79%
Payout Frequency	n/a
Ex-Dividend Date	Dec 27, 2024

Previous Close	13.79
YTD Return	0.44%
1-Year Return	0.29%
5-Year Return	27.84%
52-Week Low	12.87
52-Week High	15.10
Beta (5Y)	n/a
Holdings	27
Inception Date	Oct 18, 2012

About SDRCX

SDRCX was founded on 2012-10-18. The Fund's investment strategy focuses on Growth & Income with 2.17% total expense ratio. The minimum amount to invest in Northern Lights Fund Trust III: Swan Defined Risk Fund; Class C Shares is $2,500 on a standard taxable account. Northern Lights Fund Trust III: Swan Defined Risk Fund; Class C Shares seeks income and growth of capital. SDRCX invest primarily in equity securities of large capitalization US companies through ETFs that invest in equity securities and exchange-traded long-term put options represented in S&P 500 Index, and buying and selling exchange-traded put and call options.

• Category: Options Trading
• Performance Rating: Average
• Risk Rating: Average
• Stock Exchange: NASDAQ
• Ticker Symbol: SDRCX
• Share Class: Class C Shares
• Index: S&P 500 TR

Performance

SDRCX had a total return of 0.29% in the past year, including dividends. Since the fund's inception, the average annual return has been 3.74%.

Other Share Classes

These are alternative share classes of the same fund, from the same provider.

Symbol	Share Class	Expense Ratio
SDRIX	Class I Shares	1.27%
SDRAX	Class A Shares	1.52%

Top 10 Holdings

98.20% of assets

Name	Symbol	Weight
iShares Core S&P 500 ETF	IVV	56.40%
Technology Select Sector SPDR Fund	XLK	10.06%
SPX US 12/18/26 P6100	n/a	9.20%
Financial Select Sector SPDR Fund	XLF	4.91%
Health Care Select Sector SPDR Fund	XLV	3.76%
Select Sector Spdr Trust - SPDR-CONS DISCRE	n/a	3.48%
Communication Services Select Sector SPDR Fund	XLC	3.28%
Industrial Select Sector SPDR Fund	XLI	2.85%
SPXW US 04/25/25 P5550	n/a	2.24%
Select Sector Spdr Trust - SPDR-CONS STAPLE	n/a	2.03%

Dividend History

Ex-Dividend	Amount	Pay Date
Dec 27, 2024	$0.9158	Dec 30, 2024
Dec 27, 2023	$1.6893	Dec 28, 2023
Dec 26, 2019	$0.0174	Dec 26, 2019
Dec 23, 2016	$0.0759	Dec 23, 2016
Dec 19, 2013	$0.0049	Dec 19, 2013