Swan Defined Risk Fund Class I Shares (SDRIX)

Fund Assets	808.60M
Expense Ratio	1.27%
Min. Investment	$100,000
Turnover	n/a
Dividend (ttm)	0.93
Dividend Yield	6.18%
Dividend Growth	-46.51%
Payout Frequency	n/a
Ex-Dividend Date	Dec 27, 2024

Previous Close	14.90
YTD Return	1.02%
1-Year Return	-0.13%
5-Year Return	35.38%
52-Week Low	13.82
52-Week High	16.10
Beta (5Y)	n/a
Holdings	27
Inception Date	Jul 30, 2012

About SDRIX

SDRIX was founded on 2012-07-30. The Fund's investment strategy focuses on Growth & Income with 1.17% total expense ratio. The minimum amount to invest in Northern Lights Fund Trust III: Swan Defined Risk Fund; Class I Shares is $100,000 on a standard taxable account. Northern Lights Fund Trust III: Swan Defined Risk Fund; Class I Shares seeks income and growth of capital. SDRIX invest primarily in equity securities of large capitalization US companies through ETFs that invest in equity securities and exchange-traded long-term put options represented in S&P 500 Index, and buying and selling exchange-traded put and call options.

• Category: Options Trading
• Stock Exchange: NASDAQ
• Ticker Symbol: SDRIX
• Share Class: Class I Shares
• Index: S&P 500 TR

Performance

SDRIX had a total return of -0.13% in the past year, including dividends. Since the fund's inception, the average annual return has been 4.78%.

Other Share Classes

These are alternative share classes of the same fund, from the same provider.

Symbol	Share Class	Expense Ratio
SDRAX	Class A Shares	1.52%
SDRCX	Class C Shares	2.27%

Top 10 Holdings

98.20% of assets

Name	Symbol	Weight
iShares Core S&P 500 ETF	IVV	56.40%
Technology Select Sector SPDR Fund	XLK	10.06%
SPX US 12/18/26 P6100	n/a	9.20%
Financial Select Sector SPDR Fund	XLF	4.91%
Health Care Select Sector SPDR Fund	XLV	3.76%
Select Sector Spdr Trust - SPDR-CONS DISCRE	n/a	3.48%
Communication Services Select Sector SPDR Fund	XLC	3.28%
Industrial Select Sector SPDR Fund	XLI	2.85%
SPXW US 04/25/25 P5550	n/a	2.24%
Select Sector Spdr Trust - SPDR-CONS STAPLE	n/a	2.03%

Dividend History

Ex-Dividend	Amount	Pay Date
Dec 27, 2024	$0.9299	Dec 30, 2024
Dec 27, 2023	$1.7383	Dec 28, 2023
Dec 29, 2020	$0.0465	Dec 29, 2020
Dec 26, 2019	$0.1582	Dec 26, 2019
Dec 21, 2018	$0.1171	Dec 21, 2018
Dec 22, 2017	$0.0995	Dec 22, 2017