Company Description
Broadridge Financial Solutions, Inc. provides investor communications and technology-driven solutions for the financial services industry.
The company’s Investor Communication Solutions segment handles the proxy materials distribution and voting processes for bank, broker-dealer, corporate issuer, and fund clients, as well as distributes regulatory reports, prospectuses, class action, and corporate action/reorganization event information, as well as tax reporting solutions.
The segment also offers ProxyEdge, an electronic proxy delivery and voting solution; data-driven solutions and an end-to-end platform for content management, composition, and omni-channel distribution of regulatory, marketing, and transactional information, as well as mutual fund trade processing services; solutions for public corporations and mutual funds; data and analytics solutions; SEC filing and capital markets transaction services; registrar, stock transfer, and record-keeping services; and omni-channel customer communications solutions, as well as operates Broadridge Communications Cloud platform that creates, delivers, and manages communications and customer engagement activities.
Its Global Technology and Operations segment provides solutions that automate the front-to-back transaction lifecycle of equity, mutual fund, fixed income, foreign exchange and exchange-traded derivatives, order capture and execution, trade confirmation, margin, cash management, clearing and settlement, reference data management, reconciliations, securities financing and collateral management, asset servicing, compliance and regulatory reporting, portfolio accounting, and custody-related services.
This segment also offers business process outsourcing services; technology solutions, such portfolio management, compliance, fee billing, and operational support solutions; and capital market and wealth and investment management solutions.
The company was founded in 1962 and is headquartered in Lake Success, New York.
| Country | United States |
| Founded | 1962 |
| IPO Date | Apr 2, 2007 |
| Industry | Information Technology Services |
| Sector | Technology |
| Employees | 14,600 |
| CEO | Timothy Gokey |
Contact Details
Address: 5 Dakota Drive, Suite 300 Lake Success, New York 11042 United States | |
| Phone | 516 472 5400 |
| Website | broadridge.com |
Stock Details
| Ticker Symbol | BR |
| Exchange | NYSE |
| Fiscal Year | July - June |
| Reporting Currency | USD |
| CIK Code | 0001383312 |
| CUSIP Number | 11133T103 |
| ISIN Number | US11133T1034 |
| Employer ID | 33-1151291 |
| SIC Code | 7389 |
Key Executives
| Name | Position |
|---|---|
| Timothy C. Gokey | Chief Executive Officer and Director |
| Christopher J. Perry | President |
| Hope M. Jarkowski | Corporate Vice President and Chief Legal Officer |
| Thomas P. Carey | Corporate Vice President and President of Global Technology and Operations |
| Richard J. Daly | Executive Chairman |
| Ashima Ghei | Corporate Vice President and Interim Chief Finance Officer |
| Roz Smith | Chief Operating Officer |
| Tyler Derr | Chief Technology Officer |
| W. Edings Thibault | Head of Investor Relations |
| Laura Matlin | Corporate Vice President, Deputy General Counsel and Chief Compliance Officer |
Latest SEC Filings
| Date | Type | Title |
|---|---|---|
| Oct 2, 2024 | ARS | Filing |
| Oct 2, 2024 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material |
| Oct 2, 2024 | DEF 14A | Other definitive proxy statements |
| Sep 10, 2024 | 8-K | Current Report |
| Sep 10, 2024 | 144 | Filing |
| Sep 6, 2024 | 144 | Filing |
| Aug 26, 2024 | 144 | Filing |
| Aug 23, 2024 | 144 | Filing |
| Aug 16, 2024 | 144 | Filing |
| Aug 15, 2024 | 144 | Filing |