Company Description
Broadridge Financial Solutions, Inc. provides investor communications and technology-driven solutions for the financial services industry.
The company's Investor Communication Solutions segment processes and distributes proxy materials to investors in equity securities and mutual funds, as well as facilitates related vote processing services; and distributes regulatory reports, class action, and corporate action/reorganization event information, as well as tax reporting solutions.
It also offers ProxyEdge, an electronic proxy delivery and voting solution; data-driven solutions and an end-to-end platform for content management, composition, and omni-channel distribution of regulatory, marketing, and transactional information, as well as mutual fund trade processing services; solutions for public corporations and mutual funds; data and analytics solutions; SEC filing and capital markets transaction services; registrar, stock transfer, and record-keeping services; and omni-channel customer communications solutions, as well as operates Broadridge Communications Cloud platform that creates, delivers, and manages communications and customer engagement activities.
Its Global Technology and Operations segment provides solutions that automate the front-to-back transaction lifecycle of equity, mutual fund, fixed income, foreign exchange and exchange-traded derivatives, order capture and execution, trade confirmation, margin, cash management, clearing and settlement, reference data management, reconciliations, securities financing and collateral management, asset servicing, compliance and regulatory reporting, portfolio accounting, and custody-related services.
This segment also offers business process outsourcing services; technology solutions, such portfolio management, compliance, fee billing, and operational support solutions; and capital market and wealth and investment management solutions.
The company was founded in 1962 and is headquartered in Lake Success, New York.
| Country | United States |
| Founded | 1962 |
| IPO Date | Apr 2, 2007 |
| Industry | Information Technology Services |
| Sector | Technology |
| Employees | 14,700 |
| CEO | Timothy C. Gokey |
Contact Details
Address: 5 Dakota Drive Lake Success, New York 11042 United States | |
| Phone | 516-472-5400 |
| Website | broadridge.com |
Stock Details
| Ticker Symbol | BR |
| Exchange | NYSE |
| Fiscal Year | July - June |
| Reporting Currency | USD |
| CIK Code | 0001383312 |
| CUSIP Number | 11133T103 |
| ISIN Number | US11133T1034 |
| Employer ID | 33-1151291 |
| SIC Code | 7389 |
Key Executives
| Name | Position |
|---|---|
| Timothy C. Gokey | Chief Executive Officer and Director |
| Christopher J. Perry | President |
| Edmund J. Reese | Chief Financial Officer |
| Thomas P. Carey | Corporate Vice President and President of Global Technology and Operations |
| Richard J. Daly | Executive Chairman |
| Tyler Derr | Chief Technology Officer |
| W. Edings Thibault | Head of Investor Relations |
| Laura Matlin | Corporate Vice President, Interim General Counsel and Chief Compliance Officer |
| Gregg Rosenberg | Global Head of Corporate Communications |
| Vincent G. Roux | Senior Vice President and Global Head of Corporate Development |
Latest SEC Filings
| Date | Type | Title |
|---|---|---|
| Mar 7, 2024 | 144 | Filing |
| Feb 29, 2024 | 144 | Filing |
| Feb 29, 2024 | 8-K/A | [Amend] Current report |
| Feb 29, 2024 | 8-K | Current Report |
| Feb 28, 2024 | 144 | Filing |
| Feb 16, 2024 | 8-K | Current Report |
| Feb 13, 2024 | SC 13G/A | [Amend] Statement of acquisition of beneficial ownership by individuals |
| Feb 6, 2024 | 144 | Filing |
| Feb 1, 2024 | 10-Q | Quarterly Report |
| Feb 1, 2024 | 8-K | Current Report |