Nicholas Fixed Income Alternative ETF (FIAX)

Assets	$27.59M
Expense Ratio	0.95%
PE Ratio	n/a
Shares Out	1.38M
Dividend (ttm)	$0.08
Dividend Yield	0.38%
Ex-Dividend Date	Feb 15, 2023
Payout Ratio	n/a
1-Year Return	n/a

Volume	65,488
Open	20.03
Previous Close	20.06
Day's Range	19.96 - 20.14
52-Week Low	19.72
52-Week High	20.17
Beta	n/a
Holdings	12
Inception Date	Nov 29, 2022

About FIAX

The Nicholas Fixed Income Alternative ETF (FIAX) is an exchange-traded fund that mostly invests in multi-strategy alternatives. The fund is an actively managed fund that seeks to provide income by holding a short-term portfolio of US Treasury securities and using a vertical option spread strategy across multiple asset classes. FIAX was launched on Nov 29, 2022 and is managed by Nicholas.

• Asset Class: Alternativess
• Stock Exchange: NYSEARCA
• Ticker Symbol: FIAX
• Issuer: Nicholas

Top 10 Holdings

101.86% of assets

Name	Symbol	Weight
United States Treasury Notes 0.75%	T 0.75 12.31.23	41.96%
United States Treasury Notes 0.13%	T 0.125 04.30.23	39.20%
United States Treasury Notes 1%	T 1 12.15.24	18.35%
DEPOSITS WITH BROKER FOR SHORT POSITIONS	n/a	0.63%
CBOE S&P PUT OPT 03/23 3925	n/a	0.56%
Cash Offset	n/a	0.54%
First American Government Obligs X	FGXXX	0.48%
Option on S&P 500 PR	n/a	0.31%
Select S Put Opt 04/23 29	n/a	0.28%
Select S Put Opt 04/23 30.500	n/a	-0.47%

Dividends

Ex-Dividend	Amount	Pay Date
Feb 15, 2023	$0.05652	Feb 17, 2023
Jan 17, 2023	$0.019	Jan 19, 2023