ALPS Balanced Opportunity A (ALABX)

Fund Assets	14.95M
Expense Ratio	1.097%
Min. Investment	$2,500
Turnover	44.00%
Dividend (ttm)	0.18
Dividend Yield	1.29%
Dividend Growth	-19.94%
Payout Frequency	Monthly
Ex-Dividend Date	Sep 24, 2026

Previous Close	13.70
YTD Return	9.68%
1-Year Return	13.14%
5-Year Return	41.86%
52-Week Low	12.30
52-Week High	13.96
Beta (5Y)	n/a
Holdings	59
Inception Date	Sep 15, 2020

About ALABX

ALPS Balanced Opportunity Fund Class A is a mutual fund designed to achieve long-term capital growth while preserving capital and providing current income. It employs a dynamic asset allocation strategy, investing in a blend of equity securities and fixed income-focused exchange-traded funds (ETFs). This balanced approach aims to flexibly position the portfolio according to prevailing market conditions and risk factors. The fund typically allocates a significant portion of assets to both equities—such as large U.S. technology and consumer companies—and bonds or bond-related ETFs, offering diversification and income generation. Managed by an experienced team, the fund pays monthly distributions and is benchmarked against a composite of major U.S. equity and bond indices. Its role in the financial market is to serve investors seeking a disciplined, actively managed solution that addresses both growth and income objectives through broad sector exposure and risk control techniques.

• Fund Family: ALPS
• Category: Allocation--50% to 70% Equity
• Performance Rating: Average
• Risk Rating: Above Average
• Stock Exchange: Nasdaq
• Ticker Symbol: ALABX
• Share Class: Class A
• Index: Index is not available on Lipper Database

Performance

ALABX had a total return of 13.14% in the past year, including dividends. Since the fund's inception, the average annual return has been 9.29%.

Equivalent Funds

These are funds that follow the same index from the other major fund companies.

Symbol	Provider	Name	Expense Ratio
VTMFX	Vanguard	Vanguard Tax-Managed Balanced Adm	0.05%
VSCGX	Vanguard	Vanguard LifeStrategy 40/60 Fund Investor Shares	0.10%

Other Share Classes

These are alternative share classes of the same fund, from the same provider.

Symbol	Share Class	Expense Ratio
ALPBX	Class I	0.85%
ALIBX	Investor Class	1.15%
ALCBX	Class C	1.85%

Top 10 Holdings

53.98% of assets

Name	Symbol	Weight
ALPS/SMITH Core Plus Bond ETF	SMTH	26.59%
Alphabet Inc.	GOOGL	4.05%
Johnson & Johnson	JNJ	3.82%
Lam Research Corporation	LRCX	3.02%
Amphenol Corporation	APH	2.96%
Amazon.com, Inc.	AMZN	2.90%
Intel Corporation	INTC	2.90%
Caterpillar Inc.	CAT	2.61%
Apple Inc.	AAPL	2.58%
Microsoft Corporation	MSFT	2.55%

Dividend History

Ex-Dividend	Amount	Pay Date
Sep 24, 2026	$0.01223	Sep 25, 2026
Aug 27, 2026	$0.01882	Aug 28, 2026
Jul 30, 2026	$0.00878	Jul 31, 2026
Jun 25, 2026	$0.01604	Jun 26, 2026
May 28, 2026	$0.01795	May 29, 2026
Apr 23, 2026	$0.01165	Apr 24, 2026

Data Sources: Tiingo, Twelve Data, and more

Historical data is provided by Tiingo. Delayed stock pricing data is provided by Twelve Data. Several fund data points are also provided by Finnhub.

Last checked:

Oct 16, 2026

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