ALPS/Smith Balanced Opportunity I (ALPBX)

Fund Assets	23.09M
Expense Ratio	0.85%
Min. Investment	$100,000
Turnover	n/a
Dividend (ttm)	1.38
Dividend Yield	12.06%
Dividend Growth	506.74%
Payout Frequency	Monthly
Ex-Dividend Date	Mar 27, 2025

Previous Close	11.43
YTD Return	-7.46%
1-Year Return	2.44%
5-Year Return	n/a
52-Week Low	n/a
52-Week High	n/a
Beta (5Y)	0.72
Holdings	63
Inception Date	Sep 15, 2020

About ALPBX

ALPBX was founded on 2020-09-15. The Fund's investment strategy focuses on Balanced. The minimum amount to invest in Financial Investors Trust: ALPS/Smith Balanced Opportunity Fund; Class I Shares is $100,000 on a standard taxable account. Financial Investors Trust: ALPS/Smith Balanced Opportunity Fund; Class I Shares seeks long-term capital growth, consistent with preservation of capital and balanced by current income. ALPBX invests at least 60% of its assets in equity securities and 40% of its assets in fixed-income securities and cash equivalents. Equity securities include common stocks and preferred stocks.

• Category: Allocation--50% to 70% Equity
• Performance Rating: Above Average
• Risk Rating: Above Average
• Stock Exchange: NASDAQ
• Ticker Symbol: ALPBX
• Share Class: Class I
• Index: Index is not available on Lipper Database

Performance

ALPBX had a total return of 2.44% in the past year, including dividends. Since the fund's inception, the average annual return has been 5.94%.

Equivalent Funds

These are funds that follow the same index from the other major fund companies.

Symbol	Provider	Name	Expense Ratio
VTMFX	Vanguard	Vanguard Tax-Managed Balanced Fund Admiral Shares	0.09%

Other Share Classes

These are alternative share classes of the same fund, from the same provider.

Symbol	Share Class	Expense Ratio
ALIBX	Investor Class	1.15%
ALABX	Class A	1.15%
ALCBX	Class C	1.85%

Top 10 Holdings

53.28% of assets

Name	Symbol	Weight
ALPS/SMITH Core Plus Bond ETF	SMTH	30.64%
Apple Inc.	AAPL	3.73%
Amazon.com, Inc.	AMZN	3.39%
Alphabet Inc.	GOOGL	2.63%
NVIDIA Corporation	NVDA	2.30%
Meta Platforms, Inc.	META	2.30%
Microsoft Corporation	MSFT	2.29%
JPMorgan Chase & Co.	JPM	2.18%
Taiwan Semiconductor Manufacturing Company Limited	TSM	2.06%
UnitedHealth Group Incorporated	UNH	1.77%

Dividend History

Ex-Dividend	Amount	Pay Date
Mar 27, 2025	$0.02327	Mar 28, 2025
Feb 27, 2025	$0.01758	Feb 28, 2025
Jan 30, 2025	$0.01399	Jan 31, 2025
Dec 24, 2024	$0.03383	Dec 26, 2024
Dec 10, 2024	$1.13542	Dec 11, 2024
Nov 21, 2024	$0.01607	Nov 22, 2024