About DDDAX
The 13D Activist Fund Class A is an open-end mutual fund designed to provide capital appreciation by investing primarily in U.S. companies of any market capitalization that are targets of shareholder activism. The fund focuses on identifying and allocating assets to approximately 20 to 40 activist situations at any given time, selecting companies where a compelling case for activist engagement exists. Its investment process relies heavily on thorough analysis of SEC 13D filings, which disclose when an investor acquires a significant stake and intends to influence corporate strategy. Sector, activist track record, potential for successful intervention, and the nature of the campaign are key assessment factors. Notably, the fund’s portfolio is diversified by both sector and activist expertise, often concentrating investments in companies with market capitalizations exceeding $1 billion. The strategy offers investors pure exposure to shareholder activism, a niche area with the potential to impact corporate governance, operational efficiency, and long-term shareholder value. The fund's top holdings span industries such as technology, healthcare, industrials, and communications, reflecting its flexible, opportunity-driven approach to activist investing.
Fund Family 13D Activist Fund
Category Small Blend
Performance Rating Below Average
Risk Rating Average
Stock Exchange Nasdaq
Ticker Symbol DDDAX
Share Class Class A
Index Russell 2500 TR
DDDAX had a total return of 28.07% in the past year, including dividends. Since the fund's
inception, the average annual return has been 11.36%.
