Royce Small-Cap Fund Investment Class (PENNX)

Fund Assets	1.94B
Expense Ratio	0.978%
Min. Investment	$2,000
Turnover	43.00%
Dividend (ttm)	0.05
Dividend Yield	0.46%
Dividend Growth	-12.41%
Payout Frequency	Annual
Ex-Dividend Date	Dec 11, 2025

Previous Close	10.33
YTD Return	12.99%
1-Year Return	15.55%
5-Year Return	43.72%
52-Week Low	9.16
52-Week High	11.46
Beta (5Y)	1.01
Holdings	271
Inception Date	Oct 31, 1972

About PENNX

The Royce Small-Cap Fund Investment Class is a mutual fund designed to invest primarily in small and micro-cap stocks, seeking long-term growth of capital. It typically allocates at least 80% of its net assets to equity securities of small-cap companies, which often involves higher risk compared to larger-cap stocks. The fund is categorized as a small blend investment, focusing on a broadly diversified portfolio to manage risk. It caters to investors looking for growth opportunities in smaller companies across various sectors. As a part of the financial market, this fund plays a significant role in providing capital to emerging businesses and contributes to the overall dynamism of the small-cap segment.

• Fund Family: Royce Investment Partners
• Category: Small Blend
• Performance Rating: Above Average
• Risk Rating: Average
• Stock Exchange: Nasdaq
• Ticker Symbol: PENNX
• Share Class: Investment Class
• Index: Russell 2000 TR

Performance

PENNX had a total return of 15.55% in the past year, including dividends. Since the fund's inception, the average annual return has been 8.94%.

Equivalent Funds

These are funds that follow the same index from the other major fund companies.

Symbol	Provider	Name	Expense Ratio
SWSSX	Schwab	Schwab Small Cap Index Fund	0.04%
FSSNX	Fidelity	Fidelity Small Cap Index Fund	0.03%
FSCRX	Fidelity	Fidelity Small Cap Discovery Fund	0.64%
FSSLX	Fidelity	Fidelity Series Small Cap Core	0.01%
FLXSX	Fidelity	Fidelity Flex Small Cap Index Fund	n/a

Other Share Classes

These are alternative share classes of the same fund, from the same provider.

Symbol	Share Class	Expense Ratio
RPMIX	Institutional Class	0.91%
RYPFX	Service Class	1.31%
RYPCX	Consultant Class	1.98%
PAHPX	A Class	1.31%

Top 10 Holdings

15.97% of assets

Name	Symbol	Weight
Fixed Income Clearing Corp. - FIXED INC CLEARING CORP.REPO	n/a	3.38%
Arcosa, Inc.	ACA	2.27%
Element Solutions Inc	ESI	2.12%
Onto Innovation Inc.	ONTO	1.39%
Enpro Inc.	NPO	1.31%
Quaker Chemical Corporation	KWR	1.18%
SEI Investments Company	SEIC	1.13%
Assured Guaranty Ltd.	AGO	1.10%
RBC Bearings Incorporated	RBC	1.05%
JBT Marel Corporation	JBTM	1.03%

Dividend History

Ex-Dividend	Amount	Pay Date
Dec 11, 2025	$0.6193	Dec 11, 2025
Dec 12, 2024	$0.844	Dec 12, 2024
Dec 14, 2023	$0.4505	Dec 14, 2023
Dec 15, 2022	$0.3947	Dec 15, 2022
Dec 16, 2021	$2.721	Dec 16, 2021
Dec 10, 2020	$0.5171	Dec 10, 2020

Data Sources: Tiingo, Financial Modeling Prep, and more

Historical data is provided by Tiingo. Delayed stock pricing data is provided by Financial Modeling Prep. Several fund data points are also provided by Finnhub.

Last checked:

Oct 16, 2026

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