Westwood Broadmark Tactical Plus A (SBTAX)

Fund Assets	62.71M
Expense Ratio	1.73%
Min. Investment	$2,500
Turnover	670.00%
Dividend (ttm)	0.27
Dividend Yield	2.59%
Dividend Growth	-25.39%
Payout Frequency	Annual
Ex-Dividend Date	Dec 30, 2025

Previous Close	10.47
YTD Return	1.55%
1-Year Return	3.70%
5-Year Return	5.94%
52-Week Low	10.11
52-Week High	11.00
Beta (5Y)	0.29
Holdings	8
Inception Date	Dec 15, 2014

About SBTAX

Westwood Broadmark Tactical Plus Fund A Class Shares is an actively managed mutual fund designed as a core holding for investors seeking both participation in equity market growth and protection from significant downturns. Its primary function is to deliver above-average risk-adjusted returns while aiming for less downside volatility compared to broad equity indices, such as the S&P 500. The fund accomplishes this through dynamic asset allocation, adjusting portfolio exposure in response to macroeconomic and technical signals. The fund invests mainly in a diversified mix of U.S. and international equities, fixed-income securities, exchange-traded funds (ETFs), and a variety of derivative instruments, including futures, options, and swaps. This flexible mandate allows it to tactically move in and out of risk assets, sidestepping market stress and capturing upside opportunity when conditions are favorable. The portfolio may also hold government securities such as the First American Government Obligations Fund, and can take short positions or employ leverage to enhance returns or hedge risk. Westwood Broadmark Tactical Plus Fund A Class Shares plays a meaningful role in the market by offering investors a risk-managed alternative to traditional equity funds and targeting consistent performance through diverse market cycles. Its adaptive, tactical approach is geared toward both individual and institutional investors who prioritize capital preservation and flexible market participation over simple index replication.

• Fund Family: Westwood
• Category: Options Trading
• Performance Rating: Below Average
• Risk Rating: Below Average
• Stock Exchange: Nasdaq
• Ticker Symbol: SBTAX
• Share Class: A Class Shares
• Index: Index is not available on Lipper Database

Performance

SBTAX had a total return of 3.70% in the past year, including dividends. Since the fund's inception, the average annual return has been 2.00%.

Other Share Classes

These are alternative share classes of the same fund, from the same provider.

Symbol	Share Class	Expense Ratio
BTPIX	F Class Shares	1.17%
SBTIX	Institutional Shares	1.48%

Top Holdings

Name	Symbol	Weight
First American Government Obligs U	FGUXX	48.69%
Invesco S&P 500 Equal Weight ETF	RSP	14.83%
E-mini S&P 500 Future Sept 26	n/a	12.50%
VanEck Gold Miners ETF	GDX	8.01%
E-mini Nasdaq 100 Future Sept 26	n/a	7.37%
State Street Health Care Select Sector SPDR ETF	XLV	4.33%
Ms Positive Var Margin	n/a	2.81%
Morgan Stanley Margin Dep	n/a	1.46%

Dividend History

Ex-Dividend	Amount	Pay Date
Dec 30, 2025	$0.2721	Dec 31, 2025
Dec 30, 2024	$0.3647	Dec 31, 2024
Dec 28, 2023	$0.396	Dec 29, 2023
Dec 12, 2023	$0.0499	Dec 13, 2023
Dec 29, 2022	$0.835	Dec 30, 2022
Dec 30, 2020	$0.72472	Dec 31, 2020

Data Sources: Tiingo, Twelve Data, and more

Historical data is provided by Tiingo. Delayed stock pricing data is provided by Twelve Data. Several fund data points are also provided by Finnhub.

Last checked:

Oct 16, 2026

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