Saratoga Mid Capitalization C (SPMCX)

Fund Assets	10.22M
Expense Ratio	3.027%
Min. Investment	$250
Turnover	152.00%
Dividend (ttm)	n/a
Dividend Yield	n/a
Dividend Growth	n/a
Payout Frequency	Annual
Ex-Dividend Date	Dec 9, 2025

Previous Close	5.82
YTD Return	10.02%
1-Year Return	10.79%
5-Year Return	44.70%
52-Week Low	5.17
52-Week High	8.48
Beta (5Y)	1.23
Holdings	60
Inception Date	Jul 1, 2002

About SPMCX

The Saratoga Mid Capitalization Portfolio Fund Class C is a mutual fund that primarily seeks long-term capital appreciation by investing at least 80% of its assets in equity securities of mid-sized U.S. companies. These companies typically have market capitalizations between $1 billion and $15 billion at the time of purchase, placing the fund in the mid-cap blend category. The fund employs a research-driven, disciplined valuation methodology to identify temporary inefficiencies in the mid-cap market, aiming to invest in companies trading below their intrinsic value. Managed by Vaughan Nelson Investment Management, a firm known for its fundamental research approach, the fund is designed to provide diversification across various industries within the U.S. equity market. Since its inception in 2002, the fund has targeted investors looking for exposure to the growth and stability potential often associated with mid-cap stocks, striking a balance between the dynamism of smaller firms and the established nature of larger corporations. The Saratoga Mid Capitalization Portfolio Fund Class C plays a significant role for investors seeking a core equity holding that captures opportunities in the U.S. mid-cap segment.

• Fund Family: Saratoga
• Category: Mid-Cap Blend
• Performance Rating: Average
• Risk Rating: Average
• Stock Exchange: Nasdaq
• Ticker Symbol: SPMCX
• Share Class: - Class C
• Index: Russell MidCap TR

Performance

SPMCX had a total return of 10.79% in the past year, including dividends. Since the fund's inception, the average annual return has been 7.06%.

Equivalent Funds

These are funds that follow the same index from the other major fund companies.

Symbol	Provider	Name	Expense Ratio
SWMCX	Schwab	Schwab ® US Mid-Cap Index	0.04%
FLAPX	Fidelity	Fidelity Flex Mid Cap Index Fund	n/a
FSMDX	Fidelity	Fidelity Mid Cap Index Fund	0.03%

Other Share Classes

These are alternative share classes of the same fund, from the same provider.

Symbol	Share Class	Expense Ratio
SMIPX	- Class I	2.22%
SPMAX	- Class A	2.65%

Top 10 Holdings

31.46% of assets

Name	Symbol	Weight
Evergy, Inc.	EVRG	3.55%
Alliant Energy Corporation	LNT	3.42%
CMS Energy Corporation	CMS	3.40%
WEC Energy Group, Inc.	WEC	3.38%
BNY Dreyfus Instl Pref Govt MMkt Instl	DSVXX	3.36%
Baker Hughes Company	BKR	3.12%
AutoZone, Inc.	AZO	2.92%
Royal Caribbean Cruises Ltd.	RCL	2.89%
Carnival Corporation Ltd.	CCL	2.76%
Burlington Stores, Inc.	BURL	2.65%

Dividend History

Ex-Dividend	Amount	Pay Date
Dec 9, 2025	$3.0618	Dec 10, 2025
Dec 10, 2024	$2.1249	Dec 11, 2024
Dec 8, 2023	$0.1441	Dec 11, 2023
Dec 9, 2022	$0.2085	Dec 12, 2022
Dec 10, 2021	$1.8692	Dec 13, 2021
Dec 11, 2020	$1.0662	Dec 11, 2020

Data Sources: Tiingo, Twelve Data, and more

Historical data is provided by Tiingo. Delayed stock pricing data is provided by Twelve Data. Several fund data points are also provided by Finnhub.

Last checked:

Oct 16, 2026

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