Equus Total Return, Inc. (EQS)

NYSE: EQS · IEX Real-Time Price · USD
1.471
+0.011 (0.77%)
Mar 27, 2024, 4:00 PM EDT - Market closed

Company Description

Equus Total Return, Inc. is a business development company (BDC) specializing in leveraged buyouts, management buyouts, corporate partnerships/joint ventures, growth and expansion capital, acquisition financing, roll-up acquisition strategies, operational turnarounds, recapitalizations of existing businesses, special situations, equity and equity-oriented securities issued by privately owned companies, debt securities including subordinate debt, debt convertible into common or preferred stock, or debt combined with warrants and common and preferred stock, and preferred equity financing.

It invests in small to mid-sized companies and acts as a lead investor. It invests in technology, telecommunication, financial services, natural resource and industrial manufacturing and services.

It invests in companies engaged in the alternative energy, real estate, healthcare, education, e-learning, leisure and entertainment, and foreign investment sector in the United States, China, India, and Europe.

It investments include common and preferred stock, debt convertible into common or preferred stock, debt combined with warrants and options, and other rights to acquire common or preferred stock.

It seeks to invest in companies between $1 million to $25 million with revenues between $5 million and $150 million with EBITDA between $2 million to $50 million.

It seeks to take control and non-control equity positions. Equus Total Return, Inc. was founded in 1991 and is based in Houston, Texas with additional office in Vancouver, Canada.

Equus Total Return, Inc.
Equus Total Return logo
Country United States
Founded 1991
Industry Asset Management
Sector Financials
CEO John A. Hardy

Contact Details

Address:
700 Louisiana Street, 48th Floor
Houston, Texas 77002
United States
Phone (713) 529-0900
Website equuscap.com

Stock Details

Ticker Symbol EQS
Exchange NYSE
Fiscal Year January - December
Reporting Currency USD
CIK Code 0000878932
CUSIP Number 294766100
ISIN Number US2947661003
Employer ID 76-0345915

Key Executives

Name Position
John A. Hardy Chief Executive Officer and Director
L'Sheryl Deirdre Hudson Chief Financial Officer, Senior Vice President and Treasurer
Kenneth Ian Denos Esq., J.D. Chief Compliance Officer, Secretary and Director
Clarence K. Wong Senior Vice President of Operations and Engineering

Latest SEC Filings

Date Type Title
Feb 22, 2024 8-K Current Report
Feb 13, 2024 SC 13G/A [Amend] Statement of acquisition of beneficial ownership by individuals
Feb 12, 2024 SC 13G/A [Amend] Statement of acquisition of beneficial ownership by individuals
Dec 21, 2023 40-17F2 Filing
Nov 17, 2023 40-17F2 Filing
Nov 15, 2023 8-K Current Report
Nov 14, 2023 10-Q Quarterly Report
Aug 15, 2023 8-K Current Report
Aug 15, 2023 40-17F2 Filing
Aug 14, 2023 10-Q Quarterly Report