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Gladstone Investment Corporation (GAIN)

NASDAQ: GAIN · Delayed Price · USD
-0.22 (-1.31%)
At close: Nov 29, 2021 4:00 PM
0.08 (0.48%)
After-hours:Nov 29, 2021 5:11 PM EST

Company Description

Gladstone Investment Corporation specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options.

The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business services/ distribution sector. It seeks to invest in small and mid-sized companies based in the United States.

The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund seeks to invest in companies with sales between $20 million and $100 million.

The fund invests in companies with EBITDA from $3 million to $20 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies.

It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.

Gladstone Investment Corporation
CountryUnited States
IPO DateJun 23, 2005
IndustryCapital Markets
CEODavid Gladstone

Contact Details

1616 Anderson Rd
Mclean, Virginia 22102
United States

Stock Details

Ticker SymbolGAIN
Fiscal YearApril - March
Reporting CurrencyUS Dollars
CIK Code0001321741

Key Executives

David John GladstoneChairman and Chief Executive Officer
Terry Lee BrubakerVice Chairman, Assistant Secretary and Chief Operating Officer
David A. R. DullumPresident
Julia Ryan CPAChief Financial Officer and Treasurer
Karin McLaughlinInvestor Relations Specialist
Michael Bernard LiCalsiGeneral Counsel and Secretary
John Anthony Dellafiora Jr.Chief Compliance Officer
Paula NovaraHead of Resources Management
Erika HighlandManaging Director
Kyle Largent CFAExecutive Vice President and Managing Director

Latest SEC Filings

Nov 23, 202140-17GFidelity Bond [Rule 17G-1(g)]
Nov 2, 20218-KCurrent report
Nov 2, 202110-QQuarterly report [Sections 13 or 15(d)]
Oct 18, 2021EFFECTNotice of Effectiveness
Oct 12, 20218-KCurrent report
Oct 12, 2021CORRESPCorrespondence
Oct 7, 20218-KCurrent report
Sep 3, 2021N-2Registration statement for closed-end investment companies
Aug 20, 20218-KCurrent report
Aug 18, 2021CERTCertification by an exchange approving securities for listing
View All SEC Filings