Company Description
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States.
Its brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance.
The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities.
In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors.
Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling.
The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012.
LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
| Country | United States |
| Founded | 1989 |
| IPO Date | Nov 18, 2010 |
| Industry | Capital Markets |
| Sector | Financials |
| Employees | 8,400 |
| CEO | Richard Steinmeier |
Contact Details
Address: 4707 Executive Drive San Diego, California 92121 United States | |
| Phone | 800 877 7210 |
| Website | lpl.com |
Stock Details
| Ticker Symbol | LPLA |
| Exchange | NASDAQ |
| Fiscal Year | January - December |
| Reporting Currency | USD |
| CIK Code | 0001397911 |
| CUSIP Number | 50212V100 |
| ISIN Number | US50212V1008 |
| Employer ID | 20-3717839 |
| SIC Code | 6200 |
Key Executives
| Name | Position |
|---|---|
| Richard Steinmeier | Chief Executive Officer, MD, Chief Growth Officer and Director |
| Matthew Jon Audette B.S. | President, Chief Financial Officer and Head of Business Operations |
| Greg Gates | MD and Chief Technology and Information Officer |
| Matthew K. Enyedi | Managing Director of Client Success |
| Judith Kohoskie Ricketts | Executive Vice President of Operations |
| Marc Andrew Zabicki C.F.A. | Chief Investment Officer |
| Althea Brown | MD and Chief Legal Officer |
| Sara Dadyar | MD and Chief Human Capital Officer |
| Robert Krivit | Senior Vice President and Head of Trading |
| Aneri Jambusaria CFP | Managing Director of LPL Services Group |
Latest SEC Filings
| Date | Type | Title |
|---|---|---|
| Nov 12, 2024 | SC 13G/A | [Amend] Statement of acquisition of beneficial ownership by individuals |
| Nov 4, 2024 | 10-Q | Quarterly Report |
| Oct 30, 2024 | 8-K | Current Report |
| Oct 22, 2024 | SC 13G/A | [Amend] Statement of acquisition of beneficial ownership by individuals |
| Oct 21, 2024 | 8-K | Current Report |
| Oct 1, 2024 | 8-K | Current Report |
| Jul 30, 2024 | 10-Q | Quarterly Report |
| Jul 25, 2024 | 8-K | Current Report |
| Jun 14, 2024 | 144 | Filing |
| May 20, 2024 | 8-K | Current Report |