LPL Financial Holdings Inc. (LPLA)

NASDAQ: LPLA · IEX Real-Time Price · USD
264.20
+1.61 (0.61%)
At close: Mar 28, 2024, 4:00 PM
241.21
-22.99 (-8.70%)
After-hours: Mar 28, 2024, 4:59 PM EDT

Company Description

LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States.

Its brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance.

The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities.

In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors.

Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling.

The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012.

LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.

LPL Financial Holdings Inc.
LPL Financial Holdings logo
Country United States
Founded 1989
IPO Date Nov 18, 2010
Industry Capital Markets
Sector Financials
Employees 8,400
CEO Dan Hogan Arnold Jr., B.S., CPA, M.B.A.

Contact Details

Address:
4707 Executive Drive
San Diego, California 92121
United States
Phone 800-877-7210
Website lpl.com

Stock Details

Ticker Symbol LPLA
Exchange NASDAQ
Fiscal Year January - December
Reporting Currency USD
CIK Code 0001397911
CUSIP Number 50212V100
ISIN Number US50212V1008
Employer ID 20-3717839
SIC Code 6200

Key Executives

Name Position
Dan Hogan Arnold Jr., B.S., CPA, M.B.A. President, Chief Executive Officer and Director
Matthew Jon Audette B.S. Principal Accounting Officer, Chief Financial Officer and Head of Business Operations
Richard Steinmeier MD and Divisional President of Business Development
Kabir Sethi MD and Chief Product Officer
Judith Kohoskie Ricketts Executive Vice President of Operations
Marc Andrew Zabicki C.F.A. Chief Investment Officer
Greg Gates MD and Chief Technology and Information Officer
Chris Koegel Senior Vice President of Investor Relations
Michelle B. Oroschakoff Chief Legal Officer, MD of Compliance and Legal and Risk
Sallie R. Larsen B.A., M.A. MD and Chief Human Capital Officer

Latest SEC Filings

Date Type Title
Mar 28, 2024 ARS Filing
Mar 28, 2024 DEFA14A Additional definitive proxy soliciting materials and Rule 14(a)(12) material
Mar 28, 2024 DEF 14A Other definitive proxy statements
Feb 29, 2024 8-K Current Report
Feb 26, 2024 144 Filing
Feb 26, 2024 144 Filing
Feb 26, 2024 144 Filing
Feb 26, 2024 144 Filing
Feb 26, 2024 144 Filing
Feb 26, 2024 144 Filing