LPL Financial Holdings Inc. (LPLA)
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States.
Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and auction rate notes.
The company also provides advisory platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities.
In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors.
Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services to trusts for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling.
The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012.
LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
|IPO Date||Nov 18, 2010|
|CEO||Dan Hogan Arnold Jr., B.S., CPA, M.B.A.|
4707 Executive Drive
San Diego, California 92121
|Fiscal Year||January - December|
|Dan Hogan Arnold Jr., B.S., CPA, M.B.A.||President, Chief Executive Officer and Director|
|Matthew Jon Audette B.S.||Chief Financial Officer|
|Richard Steinmeier||MD and Divisional President of Business Development|
|Dayton Semerjian||MD and Chief Customer Care Officer|
|Judith Kohoskie Ricketts||Executive Vice President of Operations|
|Marc Andrew Zabicki C.F.A.||Chief Investment Officer|
|Brent Blain Simonich||Executive Vice President, Chief Accounting Officer and Treasurer|
|Greg Gates||MD and Chief Technology and Information Officer|
|Chris Koegel||Senior Vice President of Investor Relations|
|Michelle B. Oroschakoff||Chief Legal Officer, MD of Compliance and Legal and Risk|
Latest SEC Filings
|Nov 17, 2023||8-K||Current Report|
|Nov 13, 2023||144||Filing|
|Nov 13, 2023||424B5||Filing|
|Nov 9, 2023||8-K||Current Report|
|Nov 8, 2023||FWP||Free Writing Prospectus|
|Nov 8, 2023||424B5||Filing|
|Nov 2, 2023||305B2||Filing|
|Nov 2, 2023||144||Filing|
|Nov 1, 2023||EFFECT||Notice of Effectiveness|
|Oct 31, 2023||10-Q||Quarterly Report|