FullerThaler Behavioral Small-Cap Equity Fund Investor Shares (FTHNX)

Fund Assets	12.15B
Expense Ratio	1.05%
Min. Investment	$1,000
Turnover	28.00%
Dividend (ttm)	0.14
Dividend Yield	0.24%
Dividend Growth	-28.45%
Payout Frequency	n/a
Ex-Dividend Date	Dec 26, 2025

Previous Close	57.51
YTD Return	15.69%
1-Year Return	18.32%
5-Year Return	78.11%
52-Week Low	46.95
52-Week High	60.10
Beta (5Y)	0.93
Holdings	120
Inception Date	Sep 8, 2011

About FTHNX

FullerThaler Behavioral Small-Cap Equity Fund Investor Shares is an open-end mutual fund managed by Fuller & Thaler Asset Management, Inc., specializing in U.S. small-cap equities. The fund targets long-term capital appreciation by investing primarily in common stocks of small-cap companies, typically aligned with the market capitalization of the Russell 2000 Index. Its investment approach is guided by behavioral finance principles, seeking both growth and value opportunities within the small-cap segment and aiming to exploit inefficiencies caused by investor behavior. The portfolio is broadly diversified across more than 120 holdings, with a balanced allocation that limits concentration risk—approximately 22-24% of assets are in its top ten positions, spanning multiple sectors such as industrials, consumer cyclical, basic materials, technology, healthcare, and cash equivalents. The fund maintains an expense ratio of 1.05% for its investor share class and typically exhibits turnover around 35–41%, reflecting a disciplined yet active management style. It benchmarks its performance against the Russell 2000 Index and serves as a small-blend category fund, offering exposure to a mix of value and growth small-cap stocks for investors seeking diversified access to the potential of the U.S. small-cap equity market.

• Fund Family: FullerThaler
• Category: Small Blend
• Performance Rating: High
• Risk Rating: Below Average
• Stock Exchange: NASDAQ
• Ticker Symbol: FTHNX
• Share Class: Investor Shares
• Index: Russell 2000 TR

Performance

FTHNX had a total return of 18.32% in the past year, including dividends. Since the fund's inception, the average annual return has been 13.19%.

Equivalent Funds

These are funds that follow the same index from the other major fund companies.

Symbol	Provider	Name	Expense Ratio
SWSSX	Schwab	Schwab Small Cap Index Fund	0.04%
FSSNX	Fidelity	Fidelity Small Cap Index Fund	0.03%
FSCRX	Fidelity	Fidelity Small Cap Discovery Fund	0.66%
FSSLX	Fidelity	Fidelity Series Small Cap Core	0.01%
FLXSX	Fidelity	Fidelity Flex Small Cap Index Fund	n/a

Other Share Classes

These are alternative share classes of the same fund, from the same provider.

Symbol	Share Class	Expense Ratio
FTHFX	R6 Shares	0.64%
FTHSX	Institutional Shares	0.76%
FTHAX	A Shares	1.07%
FTYCX	C Shares	1.64%

Top 10 Holdings

23.48% of assets

Name	Symbol	Weight
Exelixis, Inc.	EXEL	3.04%
Jazz Pharmaceuticals plc	JAZZ	2.99%
EMCOR Group, Inc.	EME	2.71%
Match Group, Inc.	MTCH	2.43%
Applied Industrial Technologies, Inc.	AIT	2.29%
Affiliated Managers Group, Inc.	AMG	2.19%
Acuity Inc.	AYI	2.06%
Garrett Motion Inc.	GTX	2.01%
Encompass Health Corporation	EHC	1.89%
BorgWarner Inc.	BWA	1.85%

Dividend History

Ex-Dividend	Amount	Pay Date
Dec 26, 2025	$0.1403	Dec 26, 2025
Dec 26, 2024	$0.1961	Dec 26, 2024
Dec 5, 2024	$3.3025	Dec 5, 2024
Dec 21, 2023	$0.3149	Dec 21, 2023
Dec 5, 2023	$0.3455	Dec 6, 2023
Dec 22, 2022	$0.1549	Dec 23, 2022

Data Sources: Tiingo, Financial Modeling Prep, and more

Historical data is provided by Tiingo. Delayed stock pricing data is provided by Financial Modeling Prep. Several fund data points are also provided by Finnhub.

Last checked:

Sep 15, 2026

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