Principal SmallCap Fund Class A (PLLAX)

Fund Assets	2.28B
Expense Ratio	1.19%
Min. Investment	$1,000
Turnover	28.70%
Dividend (ttm)	0.73
Dividend Yield	2.51%
Dividend Growth	n/a
Payout Frequency	n/a
Ex-Dividend Date	n/a

Previous Close	27.14
YTD Return	10.75%
1-Year Return	24.00%
5-Year Return	54.93%
52-Week Low	22.51
52-Week High	28.05
Beta (5Y)	n/a
Holdings	127
Inception Date	Jun 28, 2005

About PLLAX

Under normal circumstances, the fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of companies with small market capitalizations at the time of purchase. The managers seek to invest in securities of companies that they believe have improving and sustainable business fundamentals, rising investor expectations, and attractive relative valuations.

• Fund Family: Principal Funds
• Category: Small Blend
• Performance Rating: Below Average
• Risk Rating: Above Average
• Stock Exchange: NASDAQ
• Ticker Symbol: PLLAX
• Index: Russell 2000 TR

Performance

PLLAX had a total return of 24.00% in the past year. Since the fund's inception, the average annual return has been 6.70%, including dividends.

Equivalent Funds

These are funds that follow the same index from the other major fund companies.

Symbol	Provider	Name	Expense Ratio
FJACX	Fidelity	Fidelity Series Small Cap Discovery Fund	0.97%
FSSNX	Fidelity	Fidelity Small Cap Index Fund	0.03%

Other Share Classes

These are alternative share classes of the same fund, from the same provider.

Symbol	Share Class	Expense Ratio
PSMLX	R-6	0.76%
PSLIX	Institutional Class	0.85%
PSBPX	R-5	1.00%
PSBSX	R-4	1.12%

Top 10 Holdings

18.45% of assets

Name	Symbol	Weight
Insmed Incorporated	INSM	2.46%
Principal Government Money Market R-6	PGWXX	2.36%
Modine Manufacturing Company	MOD	2.15%
Taylor Morrison Home Corporation	TMHC	2.08%
Parsons Corporation	PSN	1.74%
Natera, Inc.	NTRA	1.62%
Lazard, Inc.	LAZ	1.60%
UMB Financial Corporation	UMBF	1.51%
Popular, Inc.	BPOP	1.47%
Agree Realty Corporation	ADC	1.47%