Capital Southwest Corporation (CSWC)
Company Description
Capital Southwest Corporation is a business development company specializing in credit and private equity and venture capital investments in middle market companies, mezzanine, later stage, mature, late venture, emerging growth, buyouts, recapitalizations and growth capital investments.
It does not invest in startups, publicly traded companies, real estate developments, project finance opportunities, oil and gas exploration businesses, troubled companies, turnarounds, and companies in which significant senior management is departing.
In lower middle market, the firm typically invests in growth financing, bolt-on acquisitions, new platform acquisitions, refinancing, dividend recapitalizations, sponsor-led buyouts, and management buyouts situations.
The investment structures are Unitranche debt, subordinated debt, senior debt, first and second lien debt, and preferred and common equity.
The firm makes equity co-investments alongside debt investments, up to 20% of total check and only makes non-control investments.
It prefers to invest in Industrial manufacturing and services, value-added distribution, healthcare products and services, business services, specialty chemicals, food and beverage, tech-enabled services and SaaS models.
The firm seeks to invest in energy services and products, industrial technologies, and specialty chemicals and products.
Within energy services and products, the firm seeks to invest in each segment of the industry, including upstream, midstream and downstream, excluding exploration and production with a focus on differentiated products and services, equipment and tool rental, consumable products, and drilling and completion chemicals.
Within industrial technologies, it seeks to invest in automation and process controls, handling and packaging equipment, industrial filtration and fluid handling, measurement, monitoring and testing, professional tools, and sensors and instrumentation.
Within and specialty chemicals and products, the firm seeks to invest in businesses that develop and manuf
Country | United States |
Industry | Asset Management |
Sector | Financials |
Employees | 26 |
CEO | Bowen S. Diehl |
Contact Details
Address: 8333 Douglas Ave, Suite 1100 Dallas, Texas 75225 United States | |
Phone | (214) 238-5700 |
Website | capitalsouthwest.com |
Stock Details
Ticker Symbol | CSWC |
Exchange | NASDAQ |
Fiscal Year | April - March |
Reporting Currency | USD |
CIK Code | 0000017313 |
CUSIP Number | 140501107 |
ISIN Number | US1405011073 |
Employer ID | 75-1072796 |
Key Executives
Name | Position |
---|---|
Bowen S. Diehl | President, Chief Executive Officer and Director |
Joshua S. Weinstein CFA | Senior Managing Director |
Michael Scott Sarner | Chief Financial Officer, Chief Compliance Officer, Secretary and Treasurer |
James Stafford | Accounting Manager |
Ryan Kelly | Managing Director |
Chris Rehberger | Vice President of Finance and Treasurer |
Amy Baker | Controller |
Spencer Klein | Principal |
Grant Eason | Principal |
Will Riley | Vice President |
Latest SEC Filings
Date | Type | Title |
---|---|---|
Mar 21, 2024 | 8-K | Current Report |
Jan 31, 2024 | 8-K | Current Report |
Jan 30, 2024 | 424B3 | Prospectus |
Jan 30, 2024 | 10-Q | Quarterly Report |
Jan 29, 2024 | 8-K | Current Report |
Dec 7, 2023 | 8-K | Current Report |
Nov 27, 2023 | 40-17G | Filing |
Oct 31, 2023 | 424B3 | Prospectus |
Oct 31, 2023 | 10-Q | Quarterly Report |
Oct 30, 2023 | 8-K | Current Report |