Company Description
Siebert Financial Corp., through its subsidiaries, engages in the retail discount brokerage and investment advisory businesses in the United States and Internationally.
It offers discount brokerage services, including self-directed trading, wealth management, financial advice, market making and fixed income investment, stock borrow, equity compensation plans, securities lending, equity stock plan, and market making services; independent retail execution services; and retail customer services.
The company also offers self-directed retirement accounts, as well as lends customers a portion of the market value of marginable securities held in the customer's account.
In addition, the company provides data technology platform that offers various services, such as email and messaging, market data systems and third party trading systems, business productivity tools, and customer relationship management systems.
Further, it offers a Robo-Advisor platform that provides clients with an automated wealth management solution; and various insurance products, such as fixed annuities, personal insurance, property and casualty insurance, natural disaster insurance, and life and disability.
The company has 12 branch offices in the United States. Siebert Financial Corp. was incorporated in 1934 and is headquartered in Miami Beach, Florida.
Siebert Financial Corp. was formerly a subsidiary of Kennedy Cabot Acquisition, LLC.
| Country | United States |
| Founded | 1886 |
| Industry | Capital Markets |
| Sector | Financials |
| Employees | 117 |
| CEO | John J. Gebbia |
Contact Details
Address: 120 Wall Street, 25th Floor New York, New York 10005 United States | |
| Phone | 212-644-2400 |
| Website | siebert.com |
Stock Details
| Ticker Symbol | SIEB |
| Exchange | NASDAQ |
| Fiscal Year | January - December |
| Reporting Currency | USD |
| CIK Code | 0000065596 |
| CUSIP Number | 826176109 |
| ISIN Number | US8261761097 |
| Employer ID | 11-1796714 |
| SIC Code | 6211 |
Key Executives
| Name | Position |
|---|---|
| Andrew Henry Reich | Executive Vice President, Chief Operating Officer, Chief Financial Officer, Secretary and Director |
| John J. Gebbia | Chief Executive Officer and Chairman |
Latest SEC Filings
| Date | Type | Title |
|---|---|---|
| Apr 10, 2024 | 8-K | Current Report |
| Mar 29, 2024 | NT 10-K | Notification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT405 |
| Feb 21, 2024 | ARS | Filing |
| Feb 20, 2024 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material |
| Feb 20, 2024 | DEF 14A | Other definitive proxy statements |
| Jan 31, 2024 | 424B3 | Prospectus |
| Jan 26, 2024 | EFFECT | Notice of Effectiveness |
| Jan 24, 2024 | 8-K | Current Report |
| Jan 24, 2024 | UPLOAD | Filing |
| Jan 23, 2024 | SC 13D/A | [Amend] General statement of acquisition of beneficial ownership |