Company Description
Solowin Holdings, an investment holding company, provides corporate finance, wealth management, virtual assets, and asset management services in Hong Kong.
It operates Solomon VA+, a trading platform that allows investors to trade over listed securities and their derivative products listed on the Hong Kong Stock Exchange (HKSE), New York Stock Exchange, Nasdaq, Shanghai Stock Exchange, and Shenzhen Stock Exchange; and provides online account opening and trading services through its front trading and back-office clearing systems.
The company also offers Hong Kong initial public offering (IPO) underwriting, public offer application, and margin financing services; international placing subscription; Hong Kong pre-IPO securities trading; US IPO subscription; virtual assets trading, IPO subscription and placement, bond trading, fund subscription, equity custodian and agent, investment immigrant account management, enterprise employee shareholding exercise, professional investment research, and instant quotation services.
In addition, it provides investment advisory services to its clients based on their financial needs and risk appetite; and issues and manages various fund products.
Further, the company offers professional asset management services to financial and private institutions; tailored financial services to individual investors; investment banking services; virtual asset dealing, virtual assets spot exchange-traded products subscription and redemption, security token offering, and blockchain services; financial and independent financial advisory services for unlisted and listed companies; and securities dealing and advice, financial planning, and offshore private fund investment services.
Solowin Holdings was incorporated in 2021 and is based in Tsim Sha Tsui, Hong Kong.
| Country | Hong Kong |
| Founded | 2017 |
| IPO Date | Sep 7, 2023 |
| Industry | Capital Markets |
| Sector | Financials |
| Employees | 33 |
| CEO | Ling Ngai Lok |
Contact Details
Address: Tower 3, China Hong Kong City, Room 1910-1912A Tsim Sha Tsui, 999077 Hong Kong | |
| Phone | 852 3428 3893 |
| Website | solowin.io |
Stock Details
| Ticker Symbol | SWIN |
| Exchange | NASDAQ |
| Share Class | Class A Shares |
| Fiscal Year | April - March |
| Reporting Currency | USD |
| IPO Price | $4.00 |
| CIK Code | 0001959224 |
| ISIN Number | KYG827591044 |
| SIC Code | 6211 |
Key Executives
| Name | Position |
|---|---|
| Ling Ngai Lok | Chief Executive Officer and Chairman |
| Lili Liu | Chief Financial Officer |
Latest SEC Filings
| Date | Type | Title |
|---|---|---|
| Jul 3, 2025 | 6-K | Report of foreign issuer |
| Jul 2, 2025 | SCHEDULE 13G/A | Filing |
| Jun 30, 2025 | 20-F | Annual and transition report of foreign private issuers |
| Jun 16, 2025 | 6-K | Report of foreign issuer |
| Jun 6, 2025 | 424B5 | Filing |
| Jun 6, 2025 | 6-K | Report of foreign issuer |
| May 29, 2025 | 424B5 | Filing |
| May 29, 2025 | 6-K | Report of foreign issuer |
| May 23, 2025 | 424B5 | Filing |
| May 23, 2025 | 6-K | Report of foreign issuer |