Company Description
Solowin Holdings, an investment holding company, provides securities brokerage, investment advisory, corporate consultancy, and asset management services in Hong Kong.
It operates SolomonVA+, a trading platform that allows investors to trade over listed securities and their derivative products listed on the Hong Kong Stock Exchange (HKSE), New York Stock Exchange, Nasdaq, Shanghai Stock Exchange, and Shenzhen Stock Exchange; and provides online account opening through its front trading and back-office clearing systems.
The company also offers Hong Kong initial public offering (IPO) underwriting, public offer application, and margin financing services; international placing subscription; Hong Kong pre-IPO securities trading; US IPO subscription; HKSE securities trading, IPO subscription and placement, bond trading, fund subscription, equity custodian and agent, investment immigrant account management, enterprise employee shareholding exercise, professional investment research, instant quotation, and stock custodian and nominee services.
In addition, it offers investment advisory services to its clients based on their financial needs and risk appetite; and issues and manages various fund products.
Further, the company provides professional asset management services to financial and private institutions; tailored financial services to individual investors; investment banking service; wealth management service; virtual asset dealing services; financial and independent financial advisory services for unlisted and listed companies; securities dealing and advice; financial planning service; and offshore private fund investment services.
Solowin Holdings was incorporated in 2021 and is based in Tsim Sha Tsui, Hong Kong.
| Country | Hong Kong |
| Founded | 2017 |
| IPO Date | Sep 7, 2023 |
| Industry | Capital Markets |
| Sector | Financials |
| Employees | 25 |
| CEO | Shing Tak Tam |
Contact Details
Address: Tower 3, China Hong Kong City, Room 1910-1912A Tsim Sha Tsui, 999077 Hong Kong | |
| Phone | 852 3428 3893 |
| Website | solomonwin.com.hk |
Stock Details
| Ticker Symbol | SWIN |
| Exchange | NASDAQ |
| Fiscal Year | April - March |
| Reporting Currency | USD |
| IPO Price | $4.00 |
| CIK Code | 0001959224 |
| ISIN Number | KYG827591044 |
| SIC Code | 6211 |
Key Executives
| Name | Position |
|---|---|
| Shing Tak Tam C.F.A. | Chief Executive Officer and Director |
| Lili Liu | Chief Financial Officer |
| Tze Bun Cheng | Chief Operation Officer |
Latest SEC Filings
| Date | Type | Title |
|---|---|---|
| Nov 29, 2024 | 6-K | Report of foreign issuer |
| Nov 27, 2024 | 6-K | Report of foreign issuer |
| Nov 19, 2024 | 424B5 | Filing |
| Nov 18, 2024 | 6-K | Report of foreign issuer |
| Nov 12, 2024 | 6-K | Report of foreign issuer |
| Nov 8, 2024 | EFFECT | Notice of Effectiveness |
| Oct 25, 2024 | F-3/A | Filing |
| Oct 8, 2024 | F-3 | Filing |
| Jul 26, 2024 | 20-F | Annual and transition report of foreign private issuers |
| Jul 25, 2024 | 144 | Filing |