Solowin Holdings Ordinary Share (SWIN)
NASDAQ: SWIN · IEX Real-Time Price · USD
+1.35 (14.75%)
At close: Apr 12, 2024, 4:00 PM
-0.34 (-3.24%)
After-hours: Apr 12, 2024, 5:50 PM EDT

Company Description

Solowin Holdings, an investment holding company, provides securities brokerage, corporate finance, investment advisory, and asset management services in Hong Kong.

It operates Solomon Pro, a trading platform that allows investors to trade listed securities and their derivative products listed on the Hong Kong Stock Exchange, New York Stock Exchange, Nasdaq, Shanghai Stock Exchange, and Shenzhen Stock Exchange.

The company also provides Hong Kong securities trading, initial public offering subscription and placement, bond trading, fund subscription, equity custodian and agent, investment immigrant account management, enterprise employee shareholding exercise, professional investment research, and instant quotation services.

In addition, it offers investment advisory services to its clients based on their financial needs and risk appetite; and issues and manages various fund products.

Further, the company provides professional asset management services to financial institutions and private institutions, as well as tailored financial services to individual investors; investment banking services; financial and independent financial advisory services for unlisted and listed companies; and offshore private fund investment services.

Solowin Holdings was incorporated in 2021 and is based in Tsim Sha Tsui, Hong Kong.

Solowin Holdings Ordinary Share
Solowin Holdings Ordinary Share logo
Country Hong Kong
Founded 2017
IPO Date Sep 7, 2023
Industry Capital Markets
Sector Financials
Employees 16
CEO Shing Tak Tam C.F.A.

Contact Details

Room 1910-1912a Tower 3 China Hong Kong, 33 Canton Rd Tsim Sha Tsui
Kowloon, K3 999077
Hong Kong
Phone 202-869-0888

Stock Details

Ticker Symbol SWIN
Exchange NASDAQ
Fiscal Year April - March
Reporting Currency USD
IPO Price $4.00
CIK Code 0001959224
ISIN Number KYG827591044
SIC Code 6211

Key Executives

Name Position
Shing Tak Tam C.F.A. Chief Executive Officer and Director
Lili Liu Chief Financial Officer
Tze Bun Cheng Chief Operation Officer

Latest SEC Filings

Date Type Title
Mar 18, 2024 6-K Report of foreign issuer
Mar 6, 2024 6-K Report of foreign issuer
Feb 13, 2024 SC 13G Statement of acquisition of beneficial ownership by individuals
Feb 13, 2024 SC 13G Statement of acquisition of beneficial ownership by individuals
Feb 13, 2024 SC 13G Statement of acquisition of beneficial ownership by individuals
Nov 6, 2023 S-8 Securities to be offered to employees in employee benefit plans
Sep 8, 2023 6-K Report of foreign issuer
Sep 7, 2023 424B4 Prospectus
Sep 6, 2023 EFFECT Notice of Effectiveness
Sep 6, 2023 CERT Certification by an exchange approving securities for listing