Company Description
TOP Financial Group Limited, through its subsidiaries, operates as an online brokerage company in Hong Kong.
The company is involved in the trading of local and overseas equities, futures, and options products; and the provision of brokerage and value-added services, including trade order placement and execution, account management, and customer support services.
It also provides a range of futures products, such as index futures, forex futures, agricultural product futures, energy futures, and precious metal futures; and operates as an escrow agent in transactions relating to securities sales and transfers.
In addition, the company offers stock brokerage, options brokerage, structured note subscriber services, consulting services, currency exchange services, margin financing, OTC derivative trading, and loan services.
The company was formerly known as Zhong Yang Financial Group Limited and changed its name to TOP Financial Group Limited in July 2022.
The company was founded in 2015 and is based in Hong Kong, Hong Kong. TOP Financial Group Limited is a subsidiary of Zhong Yang Holdings (BVI) Limited.
| Country | Hong Kong |
| Founded | 2015 |
| IPO Date | Jun 1, 2022 |
| Industry | Capital Markets |
| Sector | Financials |
| Employees | 11 |
| CEO | Ka Yuen |
Contact Details
Address: 118 Connaught Road West, Room 1101 Hong Kong Hong Kong | |
| Phone | 852 3107 0731 |
| Website | zyfgl.com |
Stock Details
| Ticker Symbol | TOP |
| Exchange | NASDAQ |
| Fiscal Year | April - March |
| Reporting Currency | USD |
| IPO Price | $5.00 |
| CIK Code | 0001848275 |
| CUSIP Number | G989A6102 |
| ISIN Number | KYG989A61029 |
| SIC Code | 6200 |
Key Executives
| Name | Position |
|---|---|
| Ka Fai Yuen | Chief Executive Officer and Director |
| Junli Yang | Executive Chairman |
| Yung Yung Lo | Chief Financial Officer |
| Hoi Ling Tam | Chief Operating Officer |
Latest SEC Filings
| Date | Type | Title |
|---|---|---|
| Dec 2, 2024 | POS AM | Post-Effective amendments for registration statement |
| Oct 18, 2024 | 6-K | Report of foreign issuer |
| Jul 30, 2024 | 20-F | Annual and transition report of foreign private issuers |
| Feb 14, 2024 | 6-K | Report of foreign issuer |
| Feb 13, 2024 | 6-K | Report of foreign issuer |
| Feb 13, 2024 | 424B5 | Filing |
| Jan 31, 2024 | 6-K | Report of foreign issuer |
| Dec 21, 2023 | 6-K | Report of foreign issuer |
| Dec 4, 2023 | 6-K | Report of foreign issuer |
| Nov 30, 2023 | 6-K | Report of foreign issuer |