Company Description
TOP Financial Group Limited, through its subsidiaries, operates as an online brokerage company in Hong Kong.
The company is involved in the trading of equities, futures, and options products; and the provision of brokerage and value-added services, including trade order placement and execution, account management, and customer support services.
It also provides a range of futures products, such as index, forex, agricultural product, energy, and precious metal futures; and operates as an escrow agent in transactions relating to securities sales and transfers.
In addition, the company offers stock and options brokerage, structured note subscriber, consulting, currency exchange, margin financing, OTC derivative trading, and loan services.
The company was formerly known as Zhong Yang Financial Group Limited and changed its name to TOP Financial Group Limited in July 2022.
The company was founded in 2015 and is headquartered in Singapore. TOP Financial Group Limited is a subsidiary of Zhong Yang Holdings (BVI) Limited.
| Country | Singapore |
| Founded | 2015 |
| IPO Date | Jun 1, 2022 |
| Industry | Capital Markets |
| Sector | Financials |
| Employees | 18 |
| CEO | Ka Fai Yuen |
Contact Details
Address: #13-05 Tong Eng Building, 101 Cecil Street Singapore, 069533 Singapore | |
| Phone | 65 6252 8998 |
| Website | zyfgl.com |
Stock Details
| Ticker Symbol | TOP |
| Exchange | NASDAQ |
| Share Class | Class A Shares |
| Fiscal Year | April - March |
| Reporting Currency | USD |
| IPO Price | $5.00 |
| CIK Code | 0001848275 |
| CUSIP Number | G989A6102 |
| ISIN Number | KYG989A61029 |
| SIC Code | 6200 |
Key Executives
| Name | Position |
|---|---|
| Ka Fai Yuen | Chief Executive Officer and Director |
| Junli Yang | Executive Chairwoman |
| Yung Yung Lo | Chief Financial Officer |
| Hoi Ling Tam | Chief Operating Officer |
Latest SEC Filings
| Date | Type | Title |
|---|---|---|
| Aug 25, 2025 | 6-K | Report of foreign issuer |
| Aug 13, 2025 | 20-F | Annual and transition report of foreign private issuers |
| Jul 31, 2025 | NT 20-F | Notification of inability to timely file Form 20-F |
| Jul 21, 2025 | 6-K | Report of foreign issuer |
| Jun 25, 2025 | 6-K | Report of foreign issuer |
| Jun 12, 2025 | 6-K | Report of foreign issuer |
| May 5, 2025 | EFFECT | Notice of Effectiveness |
| Apr 30, 2025 | POS AM | Post-Effective amendments for registration statement |
| Apr 4, 2025 | POS AM | Post-Effective amendments for registration statement |
| Mar 26, 2025 | UPLOAD | Filing |