Company Description
TOP Financial Group Limited, through its subsidiaries, operates as an online brokerage company in Hong Kong.
It is involved in the trading of local and overseas equities, futures, and options products; and the provision of brokerage and value-added services, including trade order placement and execution, account management, and customer support services.
The company provides a range of futures products, such as index futures, forex futures, agricultural product futures, energy futures, and precious metal futures.
It also offers stock brokerage, options brokerage, consulting services, currency exchange services, structured note subscriber services, and margin financing services.
The company was formerly known as Zhong Yang Financial Group Limited and changed its name to TOP Financial Group Limited in July 2022.
TOP Financial Group Limited was founded in 2015 and is based in Hong Kong, Hong Kong. TOP Financial Group Limited is a subsidiary of Zhong Yang Holdings (BVI) Limited.
| Country | Hong Kong |
| Founded | 2015 |
| IPO Date | Jun 1, 2022 |
| Industry | Capital Markets |
| Sector | Financials |
| Employees | 11 |
| CEO | Ka Fai Yuen |
Contact Details
Address: 118 Connaught Road West, Room 1101 Hong Kong, K3 000000 Hong Kong | |
| Phone | 852-3107-0731 |
| Website | zyfgl.com |
Stock Details
| Ticker Symbol | TOP |
| Exchange | NASDAQ |
| Fiscal Year | April - March |
| Reporting Currency | USD |
| IPO Price | $5.00 |
| CIK Code | 0001848275 |
| CUSIP Number | G989A6102 |
| ISIN Number | KYG989A61029 |
| SIC Code | 6200 |
Key Executives
| Name | Position |
|---|---|
| Junli Yang | Chairman |
| Ka Fai Yuen | Chief Executive Officer and Director |
| Yung Yung Lo | Chief Financial Officer |
| Hoi Ling Tam | Chief Operating Officer |
Latest SEC Filings
| Date | Type | Title |
|---|---|---|
| Feb 14, 2024 | 6-K | Report of foreign issuer |
| Feb 13, 2024 | 6-K | Report of foreign issuer |
| Feb 13, 2024 | 424B5 | Filing |
| Jan 31, 2024 | 6-K | Report of foreign issuer |
| Dec 21, 2023 | 6-K | Report of foreign issuer |
| Dec 4, 2023 | 6-K | Report of foreign issuer |
| Nov 30, 2023 | 6-K | Report of foreign issuer |
| Oct 16, 2023 | 6-K | Report of foreign issuer |
| Sep 29, 2023 | EFFECT | Notice of Effectiveness |
| Sep 29, 2023 | F-3/A | Filing |