TOP Financial Group Limited (TOP)
NASDAQ: TOP · Real-Time Price · USD
1.540
-0.040 (-2.53%)
At close: Dec 5, 2024, 4:00 PM
1.520
-0.020 (-1.30%)
After-hours: Dec 5, 2024, 4:42 PM EST

Company Description

TOP Financial Group Limited, through its subsidiaries, operates as an online brokerage company in Hong Kong.

The company is involved in the trading of local and overseas equities, futures, and options products; and the provision of brokerage and value-added services, including trade order placement and execution, account management, and customer support services.

It also provides a range of futures products, such as index futures, forex futures, agricultural product futures, energy futures, and precious metal futures; and operates as an escrow agent in transactions relating to securities sales and transfers.

In addition, the company offers stock brokerage, options brokerage, structured note subscriber services, consulting services, currency exchange services, margin financing, OTC derivative trading, and loan services.

The company was formerly known as Zhong Yang Financial Group Limited and changed its name to TOP Financial Group Limited in July 2022.

The company was founded in 2015 and is based in Hong Kong, Hong Kong. TOP Financial Group Limited is a subsidiary of Zhong Yang Holdings (BVI) Limited.

TOP Financial Group Limited
TOP Financial Group logo
Country Hong Kong
Founded 2015
IPO Date Jun 1, 2022
Industry Capital Markets
Sector Financials
Employees 11
CEO Ka Yuen

Contact Details

Address:
118 Connaught Road West, Room 1101
Hong Kong
Hong Kong
Phone 852 3107 0731
Website zyfgl.com

Stock Details

Ticker Symbol TOP
Exchange NASDAQ
Fiscal Year April - March
Reporting Currency USD
IPO Price $5.00
CIK Code 0001848275
CUSIP Number G989A6102
ISIN Number KYG989A61029
SIC Code 6200

Key Executives

Name Position
Ka Fai Yuen Chief Executive Officer and Director
Junli Yang Executive Chairman
Yung Yung Lo Chief Financial Officer
Hoi Ling Tam Chief Operating Officer

Latest SEC Filings

Date Type Title
Dec 2, 2024 POS AM Post-Effective amendments for registration statement
Oct 18, 2024 6-K Report of foreign issuer
Jul 30, 2024 20-F Annual and transition report of foreign private issuers
Feb 14, 2024 6-K Report of foreign issuer
Feb 13, 2024 6-K Report of foreign issuer
Feb 13, 2024 424B5 Filing
Jan 31, 2024 6-K Report of foreign issuer
Dec 21, 2023 6-K Report of foreign issuer
Dec 4, 2023 6-K Report of foreign issuer
Nov 30, 2023 6-K Report of foreign issuer