Company Description
TOP Financial Group Limited, through its subsidiaries, operates as an online brokerage company in Hong Kong.
It is involved in the trading of equities, futures, and options products; and the provision of brokerage and value-added services, including trade order placement and execution, account management, and customer support services.
The company also provides a range of futures products, such as index, forex, agricultural product, energy, and precious metal futures; and operates as an escrow agent in transactions relating to securities sales and transfers.
In addition, it offers stock and options brokerage, structured note subscriber, consulting, currency exchange, margin financing, OTC derivative trading, and loan services.
The company was formerly known as Zhong Yang Financial Group Limited and changed its name to TOP Financial Group Limited in July 2022.
TOP Financial Group Limited was founded in 2015 and is headquartered in Houston, Texas.
| Country | United States |
| Founded | 2015 |
| IPO Date | Jun 1, 2022 |
| Industry | Capital Markets |
| Sector | Financials |
| Employees | 30 |
| CEO | Ka Fai Yuen |
Contact Details
Address: 4201 Main Street, Suite 200 Houston, Texas 77002 United States | |
| Phone | 832-680-5068 |
| Website | zyfgl.com |
Stock Details
| Ticker Symbol | TOP |
| Exchange | NASDAQ |
| Share Class | Class A Shares |
| Fiscal Year | April - March |
| Reporting Currency | USD |
| IPO Price | $5.00 |
| CIK Code | 1848275 |
| CUSIP Number | G989A6110 |
| ISIN Number | KYG989A61102 |
| SIC Code | 6200 |
Key Executives
| Name | Position |
|---|---|
| Hoi Ling Tam | Co-Chief Executive Officer and Director |
| Ka Fai Yuen | Co-Chief Executive Officer |
| Junli Yang | Executive Chairwoman |
| Yung Yung Lo | Chief Financial Officer |
Latest SEC Filings
| Date | Type | Title |
|---|---|---|
| Oct 16, 2026 | 8-K | Current Report |
| Oct 14, 2026 | 8-K | Current Report |
| Oct 9, 2026 | 8-K | Current Report |
| Oct 8, 2026 | EFFECT | Notice of Effectiveness |
| Oct 8, 2026 | 424B3 | Prospectus |
| Oct 1, 2026 | F-1 | Registration statement for certain foreign private issuers |
| Sep 29, 2026 | 8-K | Current Report |
| Sep 21, 2026 | 8-K | Current Report |
| Sep 18, 2026 | DRS | [Cover] Draft Registration Statement |
| Sep 4, 2026 | 8-K | Current Report |