Company Description
Waton Financial Limited is a holding company incorporated in the British Virgin Islands.
We are a provider of securities brokerage and financial technology services primarily through our Hong Kong subsidiaries, Waton Securities International Limited, or WSI, and Waton Technology International Limited, or WTI.
WSI is principally engaged in the provision of (i) securities brokerage services for securities listed on the Hong Kong Stock Exchange, including shares under the Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect, the New York Stock Exchange (NYSE) and the Nasdaq Stock Market, margin financing services and other ancillary services through WSI’s electronic trading platform to its corporate and individual brokerage customers and bond distribution services; and (ii) software licensing and related support services including the licensing of trading platform APP, upgrades and enhancements, maintenance and other related services to financial institutions.
| Country | Hong Kong |
| Founded | 1989 |
| Industry | Capital Markets |
| Sector | Financials |
| Employees | 33 |
| CEO | CHU Chun On Franco |
Contact Details
Address: Suites 3605-06, 36th Floor, Tower 6, The Gateway, Harbour City, Tsim Sha Tsui Kowloon Hong Kong | |
| Phone | +852 2853 1818 |
| Website | waton.com |
Stock Details
| Ticker Symbol | WTF |
| Exchange | NASDAQ |
| Reporting Currency | USD |
| CIK Code | 0001987363 |
| SIC Code | 6200 |
Key Executives
| Name | Position |
|---|---|
| ZHOU Kai | Director, Chairman of the Board of Directors, and Chief Technology Officer |
| CHU Chun On Franco | Director and Chief Executive Officer |
| James Beeland Rogers Jr. | Director and Senior Advisor Appointee |
| WEN Huaxin | Chief Financial Officer |
| FUNG Chi Kin | Independent Director Nominee |
| DU Haibo | Independent Director Nominee |
| Harold Steve Suarez | Independent Director Nominee |
Latest SEC Filings
| Date | Type | Title |
|---|---|---|
| Nov 22, 2024 | F-1 | Registration statement for certain foreign private issuers |
| Oct 24, 2024 | DRS/A | [Amend] [Cover] Draft Registration Statement |
| Sep 9, 2024 | DRS/A | [Amend] [Cover] Draft Registration Statement |
| Dec 22, 2023 | DRS | [Cover] Draft Registration Statement |