Company Description
Waton Financial Limited provides securities brokerage and financial technology services in Hong Kong.
The company offers securities brokerage services for securities listed on the Hong Kong Stock Exchange; margin financing services; and other ancillary services through an electronic trading platform to its corporate and individual brokerage customers, as well as bond distribution services.
It also provides software licensing and related support services, including licensing and Software-as-a-Service (SaaS) based delivery of trading platform applications, upgrades and enhancements, maintenance, and other related services to securities brokers and financial institutions.
The company was formerly known as IAM Group Inc. and changed its name to Waton Financial Limited in July 2023.
Waton Financial Limited was founded in 1989 and is based in Kowloon City, Hong Kong. Waton Financial Limited operates as a subsidiary of Waton Corporation Limited.
| Country | Hong Kong |
| Founded | 1989 |
| IPO Date | Apr 1, 2025 |
| Industry | Capital Markets |
| Sector | Financials |
| Employees | 51 |
| CEO | Chun On Chu |
Contact Details
Address: Tower 6, Suites 3605-06, 36th Floor Kowloon City Hong Kong | |
| Phone | 852 2853 1818 |
| Website | waton.com |
Stock Details
| Ticker Symbol | WTF |
| Exchange | NASDAQ |
| Fiscal Year | April - March |
| Reporting Currency | USD |
| IPO Price | $4.00 |
| CIK Code | 1987363 |
| CUSIP Number | G9548D104 |
| ISIN Number | VGG9548D1042 |
| SIC Code | 6200 |
Key Executives
| Name | Position |
|---|---|
| Chun On Chu | Chief Executive Officer and Director |
| Kai Zhou | Chief Technology Officer and Chairman |
| James Beeland Rogers Jr. | Senior Advisor and Director |
Latest SEC Filings
| Date | Type | Title |
|---|---|---|
| Jul 31, 2026 | 20-F | Annual and transition report of foreign private issuers |
| Jun 9, 2026 | POS AM | Post-Effective amendments for registration statement |
| Apr 21, 2026 | 6-K | Report of foreign issuer |
| Mar 2, 2026 | POS AM | Post-Effective amendments for registration statement |
| Jan 29, 2026 | 6-K | Report of foreign issuer |
| Dec 31, 2025 | EFFECT | Notice of Effectiveness |
| Dec 30, 2025 | F-1/A | [Amend] Registration statement for certain foreign private issuers |
| Nov 14, 2025 | F-1 | Registration statement for certain foreign private issuers |
| Sep 3, 2025 | SCHEDULE 13G | Filing |
| Aug 22, 2025 | UPLOAD | Filing |